- Citigroup (New York, NY)
- …employees, overseeing day-to-day operational activity, and maintaining a strong focus on risk & control and client service. Both ECM and DCM businesses are going ... + Lead the inflight automation agenda to deliver strategic initiatives which reduce Operational Touchpoints thus reducing processing and payment risk . + Evaluate… more
- Bank of America (New York, NY)
- …to improve operational efficiency and implement process enhancements across portfolio oversight workflows * Perform data analysis and develop code in R, Python, ... service and high-quality deliverables to portfolio managers and internal business partners, streamlining interactions among diverse systems, and developing… more
- Wells Fargo (New York, NY)
- …Serve as a subject matter expert for internal and external stakeholders. + **Regulatory & Risk Oversight ** + Ensure all products comply with FINRA, SEC, OCC, and ... leading teams through periods of change + Knowledge of operational workflows with a strong commitment to risk... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more
- University of Rochester (Rochester, NY)
- …to senior leadership and act as the primary advisor on compliance-related matters. Risk Identification and Management: + In partnership with University Audit and ... Risk Assessment + Department, Identify, assess, and prioritize compliance...academic departments, research offices, student services, finance, and other operational areas to ensure that compliance policies and practices… more
- Zurich NA (New York, NY)
- …Defense and regional compliance teams. + Engage with senior stakeholders to understand business models and contribute to compliance risk mitigation efforts. + ... areas. + Support the integration of compliance controls into business processes, ensuring regulatory adherence and operational ...**What are we looking for?** + Bachelor's degree in risk and compliance, law, business , information security,… more
- Justworks (New York, NY)
- …and sourcing through contract negotiation, procurement, onboarding, performance management, risk oversight , and eventual offboarding. This individual will ... Risk Management and Compliance (Building the Foundation): Partner with risk management stakeholders (cyber, privacy, business continuity, legal, finance,… more
- American Express (New York, NY)
- …have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking ... operations. Our audit teams align to key risk areas and business units to ensure...following: (1) 1st LoD Treasury (Liquidity), (2) 2nd LoD Risk Oversight or (3) Internal Audit within… more
- TD Bank (New York, NY)
- …operating standards within one or more areas of expertise + Anticipates emerging business trends and regulatory/ risk issues as a basis for recommending ... appetite + Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code… more
- ITT (NY)
- …infrastructure strategy and plays a vital role in enabling business growth, operational resilience, and cyber risk mitigation. The ideal candidate brings a ... cost-effective network operations and modernization initiatives. The role includes 24/7 operational accountability and strategic oversight across LAN, WAN, WLAN,… more
- TD Bank (New York, NY)
- …+ Understanding of key non-financial risk (eg, market, credit, operational ) concepts, controls and applicability to business activities preferred. + ... or a key stakeholder on Global Markets regulatory initiatives; participate in business initiatives to conduct supervision operational readiness assessments. +… more