- TD Bank (New York, NY)
- … risk and conduct risk ;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice to assigned ... Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US… more
- M&T Bank (New York, NY)
- …the designated business /function oversight in line with the Operational Risk Management framework and stakeholder expectations. Provides oversight ... of second line risk management services and oversight in line with Operational Risk...opinions on, the state of and/or concerns with the operational risk environment of the business… more
- Citigroup (New York, NY)
- …proposed practices. + Governance and oversight may include (not limited to) technology operational risk , cyber risk for example. + Serves as a subject ... The Operational Risk Sr Officer I is...risk /financial/regulatory) + Monitors goals are met through performance, risk and relationship oversight of our extended… more
- Bank of America (New York, NY)
- …the firm. This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, ... business -critical role to mitigate legal, compliance and reputational risk within the firm and is responsible for managing...+ Engages in activities to provide independent compliance and operational risk oversight of FLU… more
- Scotiabank (New York, NY)
- …in the US, the candidate will be responsible for providing strategic leadership and oversight of the bank's operational risk management framework with ... will be responsible for oversight of RCSA execution, support the Key Risk Indicators management, Issues Management, Operational Risk Events, New… more
- Bank of America (New York, NY)
- …Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control ... + Engages in activities to provide independent compliance and operational risk oversight of FLU...including internal policies, as applicable to the Global Markets Business . + Develop an effective working relationship with Front… more
- KeyBank (Amherst, NY)
- …audit. **Essential Job Functions** + Lead and manage a team of operational risk testing professionals and provide oversight of the risk -based monitoring ... have experience managing a team of testing, compliance, or operational risk professionals, a strong knowledge of...with other groups within Key including the lines of business , other risk management teams and internal… more
- Marex (New York, NY)
- …Contribute in and create reporting materials for governance forums, ensuring comprehensive oversight and identification of operational risk trends. + ... transparency and business unit-level ownership and accountability over operational risk and control environments, fostering continuous improvement. + … more
- MUFG (New York, NY)
- …team will provide more details. **Job Summary:** The VP of Markets and Trading Operational Risk Management reports directly to the Head of Markets and Trading ... Operational Risk Management. The ...and Trading framework. The individual in this position has oversight responsibility for first line of defense markets and… more
- TD Bank (New York, NY)
- …and transactions. + Develop working relationships with line of business and operational support partners by providing oversight guidance on various issues. + ... Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight , TD Securities, US **Position Summary**...TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in… more
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