- Raymond James Financial, Inc. (New York, NY)
- …the accuracy and effectiveness of risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best ... Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit,...include daily risk monitoring across all relevant risk stripes including market, credit, liquidity and operational… more
- American Express (New York, NY)
- …synthesize complex information and/or data to actionable insights. + Knowledge of operational risk concepts and programs. + Excellent project management, ... is at the core of American Express, uniquely positioned to support every business unit and customer across the Enterprise. The American Express Network enables over… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . REQUIREMENTS: Master's degree ... Liquidity Risk , Model Risk , Credit Risk , Operational Risk , and other...related to the various businesses for which Trade Floor Risk Management (TFRM) provides risk oversight… more
- New York State Civil Service (New York, NY)
- … business . Through engagement, data-driven regulation and policy, and operational excellence, the Department and its employees are responsible for empowering ... Agency Financial Services, Department of Title Financial Services Specialist 4 ( Risk ), SG-27 Occupational Category Financial, Accounting, Auditing Salary Grade 27… more
- Mizuho Corporate Bank (New York, NY)
- …and requirements. The Non-Financial Risk Management (NFRM) Team (formerly Operational Risk Management) has built repeatable / sustainable non-financial ... as a 2nd line of defense organization, provides common risk management oversight and services to all...manage, and report non-financial risks across Mizuho's lines of business . Principal Duties may entail all or some of… more
- Bloomberg (New York, NY)
- Product Owner - Third-Party Risk Management Platform Location New York Business Area Legal, Compliance, and Risk Ref # 10045684 **Description & ... delivery, and evolution of our SaaS solution supporting third-party risk due diligence and oversight . In this...working across multiple functions, with the ability to balance risk , operational , and commercial perspectives + Familiarity… more
- Amalgamated Bank (New York, NY)
- …existing third parties are assessed and meet established Information Security, Compliance, Operational Risk , and Reporting guidelines. By joining our team, ... Amalgamated Bank is seeking a Director of Third-Party Risk Management who will be responsible for applying, collaborating, and supporting the Third-Party Risk … more
- Deloitte (New York, NY)
- …governance processes + Developing and implementing regulatory reporting policies, including risk and control assessments, operational and data controls, and ... Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements with enhancing business value and optimizing… more
- Mizuho Corporate Bank (New York, NY)
- … operational resilience strategy that aligns with the firm's business objectives, regulatory requirements, and enterprise risk management framework. ... Americas Operational Resilience Department enable the bank to effectively manage business threats and mitigate risk of disruptions. The department ensures… more