- TD Bank (New York, NY)
- …senior managers who lead functional verticals (eg, compliance training, issues management, risk assessment, third-party oversight ) and act as a subject matter ... + Support the AVP of Compliance Program Management with business management needs including budget oversight , resource...mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with… more
- SMBC (New York, NY)
- …their programs within the Securitized Products and Capital Solutions. * Assess business -unit level key metrics to ensure operational effectiveness, establish and ... its employees. **Role Description** The Securitized Products and Capital Solutions Business Control Officer is primarily an individual contributor. The Securitized… more
- TD Bank (New York, NY)
- …reviews and assesses whether the Business is adhering to internal ( risk management, oversight function and audit) and regulatory requirements, requests, and ... matter experts; + Demonstrate a strong understanding and promote awareness of key operational risk . frameworks/policies, risk appetite, and Operational … more
- S&P Global (New York, NY)
- …to build relationships with internal and external stakeholders. + Understanding of operational risk management, including how to identify, evaluate and mitigate ... team within the Ratings division is dedicated to ensuring operational excellence and robust risk management. We...develop a broad knowledge and skill set in managing risk and controls. **Responsibilities** **Lead the oversight … more
- Coinbase (Albany, NY)
- …& Oversight (Finance & Accounting):* Spearhead and execute comprehensive, risk -based operational audits of the finance and accounting functions. This ... ensuring comprehensive coverage and assessment of IT-dependent financial reporting and operational processes. A strong understanding of both business process… more
- JPMorgan Chase (New York, NY)
- …FIF, CEM, FX, Credit, SPG, Commodities, CPG/Counterparty Credit Risk , and Market Risk . As a Business Control Manager (BCM) Vice President for QR within ... and ensure the delivery of strategic control initiatives, including oversight of ad hoc analytical requests and business...initiatives. + Evaluate and perform end-to-end analysis of the business 's risk and control environment to identify… more
- SMBC (New York, NY)
- …to policies, standards, and procedures, disseminating best-practice guidance. + Assess business -unit level key metrics to ensure operational effectiveness, ... pertaining to processes and controls. + Coordinates management of risk appetite, limits and guideline setting & issue management... assessments (eg, RCSAs), as required. + Ensures the business unit is operating in compliance with applicable laws,… more
- MTA (New York, NY)
- …cyber threats, comply with industry and regulatory standards, and support our business objectives by mitigating risk , reducing downtime, and safeguarding our ... of MTA applications managed by MTA IT and/or MTA Business that need constant oversight to enhance...staff planning, building, and maintaining cybersecurity tools, configurations, and risk mitigation to support Information and Operational … more
- Citigroup (Getzville, NY)
- …that conform to enterprise requirements and support sound operational and compliance risk management. + Apply knowledge of the business , products or services ... Markets Operations Risk and Control function is to provide independent oversight , challenge and governance to the Markets Operations organization to enhance the… more
- TD Bank (Queensbury, NY)
- …+ Work focus time horizon is generally short term with low to moderate risk + Demonstrates understanding of bank operational policies, procedures and regulations ... and deliveries + Requires process management knowledge and a good understanding of the business and operational function areas supported as they lead the … more