- Broadview FCU (Albany, NY)
- …to proactively monitor and help manage enterprise risks. + Implement and support risk control self-assessment (RCSA) processes to evaluate the effectiveness of ... influence senior executives and Board members. + Expertise in enterprise, financial and operational risk assessment, monitoring tools, and risk mitigation… more
- BMO Financial Group (New York, NY)
- …regulatory requirements. + Provides input into the planning and implementation of ongoing operational programs in support of the market risk framework. + ... and sustainment of initiatives. + Leads the execution of operational programs; assesses and adapts as needed to ensure...core business/group processes. + Administers and maintains the market risk monitoring and control program activities in… more
- Bloomberg (New York, NY)
- …meet regulatory expectations, are practical for implementation, and align with Bloomberg's broader risk and control strategy **We'll Trust You To:** * Lead the ... Global Risk and Compliance Policy Officer Location New York...products and services. We work to address regulatory and operational issues, ensure compliance with current/developing rules and regulations,… more
- BMO Financial Group (New York, NY)
- …and templates for risk programs and standards as required (eg, Risk Control Self Assessment (RCSA), Sarbanes-Oxley (SOX); business continuity planning ... of initiatives. + Directs the planning & implementation of operational programs for an assigned risk portfolio...implementation of operational programs for an assigned risk portfolio / strategy and executes within required service… more
- M&T Bank (Buffalo, NY)
- …expertise in audit engagements in the Risk Management domain, including aspects of enterprise risk , operational risk , third party risk , and model ... upon their skills and experience. Other Responsibilities + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory… more
- KeyBank (NY)
- …Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") ... the status quo. **Essential Job Functions** + Serve on a team of risk evaluation and assurance professionals, working to provide an independent Second Line of… more
- Citigroup (New York, NY)
- …new activity proposals for quality and completeness and provide guidance to business, risk and control functions + Assist businesses with validation and closure ... As part of New Activity Risk Management Change Delivery Team, you will help...Services, Personal Banking and Wealth Management Businesses, Support and Control Functions and Second Line to support the implementation,… more
- TD Bank (New York, NY)
- …within US FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance, control and risk management behaviors aligned with TD policies and ... and speciality + Expert knowledge of the business and operational functions supported + Typically a subject matter expert...Internal Audit and regulators + Maintains a culture of risk management and control , supported by effective… more
- Citigroup (New York, NY)
- …and credit risks within Prime products and effectively communicating to senior management and control functions + Evolving the risk framework and other risk ... report to the Global Head of Prime Finance In-Business Risk (IBR), responsible for counterparty and platform risk... concerns both internally within the business and among control function partners as well as effective delivery of… more
- M&T Bank (Buffalo, NY)
- …certification) aligned to a function or domain such as Certified in Risk and Information Systems Control (CRISC(R)), Certified Information Systems Auditor ... validate fulfillment of ad hoc data requests related to operational risks and events. Analyze technology and enterprise data...aligning to function or domain such as Certified in Risk and Information Systems Control (CRISC(R)), Certified… more
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