- TD Bank (New York, NY)
- …evaluation, operational , reporting and/or analytical support in oversight and control function to internal (Compliance) partners, in a timely manner + ... Operations Analyst provides a range of research, analytical and/or operational process support within a defined area of the...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- GE Aerospace (Schenectady, NY)
- …client contacts and stakeholders - to review key concepts, gaps or issues with risk management and control design elements, support, and conclusions. + Assess ... Prepares well-organized audit work papers that clearly define the control being assessed, risk that ties back...experience in one or more of the following IT Operational Functions: IAM, Asset Management, Operational Technology,… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- M&T Bank (New York, NY)
- …assigned Global Capital Markets (GCM) accounts of significant intricacy, complexity and risk , including all administrative, operational and risk management ... impact clients. **Primary Responsibilities:** + Monitor relevant administrative and operational systems, databases and activity related to accounts of significant… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- Justworks (New York, NY)
- …potential areas of risk exposure. Prepare and present regular financial and operational reports to executive leadership on the status of risk management ... developing and executing underwriting strategies, overseeing and implementing broad risk management strategies across the organization, cultivating relationships with… more
- Neuberger Berman (New York, NY)
- …efficiency + Prepare audit deliverables including announcement memo, narratives, flow charts, risk assessments, control matrices and audit procedures + Document ... and assess the control environment, identify strengths and weaknesses of internal controls,...of internal controls, and recommend enhancement opportunities to mitigate risk + Evaluate the integrity of operational … more
- Citigroup (New York, NY)
- …+ Extensive prior experience in Markets activities. + Up to date understanding of key risk and control concepts, tools and risk trends. **Job Family Group:** ... Citi, guiding and supporting multiple stakeholders and partners through a consistent operational framework for all, in respect of this activity. Collaboration: GMI… more
- Neuberger Berman (New York, NY)
- …of processes that mitigate/minimize control risks. + Partnership with Compliance and Operational Risk teams to measure, assess, and improve operational ... work cross-functionally with sales leaders, external clients/wholesalers, investment professionals, control and operational partners, to construct and implement… more
- American Express (New York, NY)
- …Qualifications** + Bachelor's degree 6 years of experience in compliance, operational risk management, corporate governance, or regulatory affairs within ... components, solve them by potentially using data analysis, process knowledge and risk / control knowledge, and communicate data analysis, issues and control… more