- Intuit (New York, NY)
- …and testing frameworks (eg, QA programs, audits, playbook reviews) to mitigate operational and reputational risk + Oversee contractual relationships, billing ... Strong cross-functional collaboration and communication skills, particularly in navigating Legal, Risk , and Compliance partners + Analytical mindset with the ability… more
- TD Bank (New York, NY)
- …+ Trading Business Management (TBM), Market Risk and Model Development (PnL, Risk , VaR), Market Risk Control , Operations/Data Services, Finance, Front ... members of the GTB businesses, GTB technology, Operations, Compliance, Legal, Risk , Payments Technology and others. The **Project** **Stream Lead** is accountable… more
- SMBC (New York, NY)
- …+ Seeks operational efficiencies and automation of processes to reduce risk of manual processes. + Create and deliver compliance training by drafting appropriate ... and is responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the Chief Compliance Officer as either a member… more
- SMBC (New York, NY)
- …+ Seek operational efficiencies and automation of processes to reduce risk of manual processes. + Contribute to various reporting requirements and other ad ... overall Compliance program and is responsible for overseeing the management of compliance risk . Advisory is represented by the Chief Compliance Officer as either a… more
- City National Bank (New York, NY)
- …extensive operational expertise to manage workflow to match client needs, risk control and maximize cross selling potential *Must-Have** * Bachelor's Degree ... transactions within delegated authority. Manages overall relationship profitability and portfolio risk and is responsible for profitable growth of the portfolio… more
- New York State Civil Service (NY)
- …Act (SOMTA). Incumbents review records, conduct and interpret actuarial risk assessments, complete clinical face-to-face interviews, generate reports and provide ... to sexually offend and results in an inability to control such behavior and require civil management. * Conduct...score, and interpret results of actuarial and other standardized risk assessment tools (eg, Static-99R, Violence Risk … more
- University of Rochester (Rochester, NY)
- …to guide, interpret, revise, and implement compliance matters, quality improvement, risk management, safety, HIPAA, accreditation, and infection control policies ... Oversees assigned staff that provide support to these systems and operational workflows. Provides information for institutional planning to prevent, minimize,… more
- Broadridge Financial Solutions (New York, NY)
- …and processes, identifying risks, and recommending improvements to enhance our operational efficiency and compliance with regulatory requirements. This role demands ... multiple platforms and technologies deployed at Broadridge. o Identify control deficiencies, document findings in workpapers, and propose remediation recommendations… more
- JPMorgan Chase (New York, NY)
- …+ Identify and implement process enhancements to improve efficiency and reduce operational risk **Required qualifications, capabilities, and skills:** + At least ... Equity ETF trading team, responsible for customer facilitation and risk pricing in US-listed Equity ETFs. + Identify trading...Python / KDB. + Proficiency and desire to manage risk and work closely with our institutional client base.… more
- DoorDash (New York, NY)
- …of people, property, operations, brand and reputation. We manage safety and security risk and deliver value across the business through agility, technology, and a ... implement, and execute key Safety and Security programs that align with DoorDash's operational goals and commitment to a safe workplace. This role will be… more