- Truist (Charlotte, NC)
- …and Risk Management partners as necessary to execute on key operational risk initiatives and assessments for the Division. **QUALIFICATIONS** **Required ... for assigned business unit/corporate function. Support the effective execution of risk and control assessments, change risk initiatives, and aggregated … more
- TD Bank (Charlotte, NC)
- …candidate would be willing to work hands-on to drive key initiatives across compliance, operational risk management, and audit functions. Works well in a team ... and monitor project activities to ensure adherence to schedules, risk of delay, and control project status...operational , reporting and/or analytical support in oversight and control function to internal (Compliance) partners, in a timely… more
- Wells Fargo (Charlotte, NC)
- …for all BSL Product services including strategy, communications, workforce management, risk and control , demand management, financial management, employee ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- USAA (Charlotte, NC)
- …objective assurance services regarding the effectiveness and efficiency of the governance, risk management, and control processes. Oversees the development and ... audit staff and oversees audit findings and recommendations regarding key governance, risk management and control processes including, legal and regulatory… more
- TD Bank (Charlotte, NC)
- …global Compliance Program in defining and achieving departmental objectives: + Design operational risk management plans and the annual compliance strategic plan ... sustainable, scalable, and repeatable + Leverage the results and output from Risk Control Self-Assessments and Program Effectiveness Assessments to facilitate… more
- Wells Fargo (Charlotte, NC)
- …and performance reporting + Contribute to strategic initiatives, regulatory readiness, and risk and control programs + Assist with the coordination of ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …achieve business objectives + Identify and recommend opportunities for process improvement and risk control development + Collaborate with and consult with all ... needs, leading to the development of significant cross-functional process improvement and risk control development + Manage allocation of people and financial… more
- TD Bank (Hendersonville, NC)
- …+ Work focus time horizon is generally short term with low to moderate risk + Demonstrates understanding of bank operational policies, procedures and regulations ... Description:** The Store Supervisor supervises day-to-day team activities to ensure operational excellence and compliance with policies and procedures to mitigate … more
- Wells Fargo (Charlotte, NC)
- … discrepancies, including sanctions disposition and transaction reconciliation + Participate in risk and control assessments, quality assurance reviews and ... project along with process, procedure and change management + Manage and maintain risk management discipline, compliance and control automation efforts + Liaison… more
- Vanguard (Charlotte, NC)
- … risk management, robust processes and controls, strong oversight, and operational resilience. Responsibilities: + Risk Management: Identify and analyze ... products and processes. Communicated observations and work with business management on risk management strategies. + Control Design and Monitoring: Support the… more