- TD Bank (Fort Lauderdale, FL)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... and enhancing their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and… more
- Citigroup (Tampa, FL)
- …Review & Analysis (COBRA) team provides an independent review and challenge of risk and operational processes and procedures and accuracy and timeliness of ... closely with CIAT (Capital Interpretation and Analysis Team), Finance, Technology, Accounting, Risk Architecture, Line Risk , Product Control , Capital… more
- Citigroup (Jacksonville, FL)
- …execution of control activities thus improving identification and remediation of significant control issues and operational risk events in a timely ... : + Minimum of 6-10 years of experience in operational risk management, compliance, audit, or other control -related functions in the financial… more
- JPMorgan Chase (Tampa, FL)
- …driving continuous improvement. Working with a globally located team, you will oversee key control and operational risk management, by identifying areas for ... Banking team and play a pivotal role in enhancing risk management and operational efficiency. This position...you will play a role in the management of risk and control self-assessment, issue resolution, and… more
- Bank of America (Jacksonville, FL)
- …space + Assesses the design and effectiveness of the risk and control environment to support Client Operational Services and ensure adherence to ... Description:** This job is responsible for executing on internal control discipline and operational excellence within a...laws, rules and regulations, the company's code of conduct, risk framework, risk appetite statement and other… more
- American Express (Sunrise, FL)
- …management function (eg, audit, compliance, operations, credit). + Understanding of operational risk management frameworks and requirements. + Exceptional ... first line via the AENB COO Office's Strategic Planning, Control Management, Program Management and Governance functions....execution of these responsibilities will help to strengthen ECM's risk and control environment. The Regulatory &… more
- Citigroup (Tampa, FL)
- …Commission (COSO) risk framework preferred. **Job Family Group:** Controls Governance & Oversight **Job Family:** Managers Control Self-Assessment **Time ... process and procedure. + Support MCA Transformation deliverables including oversight of control uplift, creation of updated inherent risk assessments. +… more
- MUFG (Tampa, FL)
- …experience for any student pursuing a career in the financial services industry. + **Operations Risk and Control Governance Analyst** + In this role, the ... feasibility, optimal execution mechanics, regulatory requirements and mitigation of operational risk . The team partners with various...implemented within the Bank to effectively assess, monitor, and control risk . This includes risk … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of project management. + QA/QC methodologies and best practices for applying a risk -based approach to mitigate operational and compliance risks. **Skill in** + ... The Director of Quality Assurance & Control covering Anti-Money Laundering (AML) & Financial Crimes...services organization. The Director will drive strategic initiatives, promote operational excellence, and serve as a key liaison between… more
- Santander US (Miami, FL)
- …itself. * Design and oversee execution of quality control across key non-financial risk areas, including operational risk and AML, to assess the ... control environment, will also ensures the Business Control & Risk Management team(s) effectively execute...tools, and reporting. * Engage with senior business, Compliance, Operational Risk , and Internal Audit stakeholders to… more