• Senior Manager, Compliance Business Oversight (US)…

    TD Bank (New York, NY)
    …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... and enhancing their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and… more
    TD Bank (05/29/25)
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  • Supervisory Control Specialist

    Wells Fargo (Albany, NY)
    …and varying Business Units **Required Qualifications:** + 2+ years of Supervisory Control , Corporate Insurance Risk , Risk Management Consulting, Property ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
    Wells Fargo (06/03/25)
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  • Technology Control Lead Control

    Wells Fargo (New York, NY)
    …to the relevant business group or functional area + Support determination of appropriate risk treatment with respect to control gaps found through monitoring and ... risk -mitigating strategies **Required Qualifications:** + 5+ years of Risk Management or Control Management experience, or equivalent demonstrated… more
    Wells Fargo (06/04/25)
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  • Asset Management - Private Equity…

    JPMorgan Chase (New York, NY)
    …responses to operational due diligence questionnaires + Working collaboratively with control partners in governance , risk , compliance and internal audit ... Summary:** As a Vice President in the Private Equity Operational Due Diligence team within JP Morgan Asset Management...+ Presenting analyses, findings and opinions at Investment and Governance Committee meetings and client pitches + Liaise with… more
    JPMorgan Chase (05/17/25)
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  • Control Manager - Human Resources - Finance…

    Bloomberg (New York, NY)
    …and/or drive continuous process improvements. You will also ensure establishing appropriate governance of our Risk Framework by providing guidance and hands-on ... wide range of business processes + Strong knowledge of internal audit process, control evaluation and testing methodologies, and other Operational Internal … more
    Bloomberg (05/23/25)
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  • Global Markets Non-Financial Regulatory Reporting…

    Bank of America (New York, NY)
    …of key activities. This job is responsible for driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **Job Description:** At Bank of… more
    Bank of America (04/12/25)
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  • Markets Control Manager - Vice President

    JPMorgan Chase (Brooklyn, NY)
    …products and services. + Significant experience in Business Controls, Business Management, Operational Risk , Compliance, Legal, Audit, or similar function. + ... regulatory traceability process, documenting legal obligations, and mapping them to control framework elements to ensure compliance with material laws and regulatory… more
    JPMorgan Chase (03/08/25)
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  • Cyber Security Control Assessor

    Stony Brook University (Stony Brook, NY)
    …This position will conduct independent comprehensive assessments of the management, operational , and technical security controls and control enhancements ... Cyber Security Control Assessor **Required Qualifications: (as evidenced by an...reviews, identify gaps in security architecture/controls, and develop security risk management plans as appropriate, with a special focus… more
    Stony Brook University (05/16/25)
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  • Global Markets Issuance Structurer - Issuance…

    Citigroup (New York, NY)
    …in product governance matters, strong expertise in identifying and managing operational risks. + Proven capacity to thrive under pressure, adhere to deadlines, ... quo and enhance efficiency, while adhering to the highest risk management and governance standards. + Extensive...Markets activities. + Up to date understanding of key risk and control concepts, tools and … more
    Citigroup (05/02/25)
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  • Global Markets Issuance Structuring - Product…

    Citigroup (New York, NY)
    …in product governance matters, strong expertise in identifying and managing operational risks. + Proven capacity to thrive under pressure, adhere to deadlines, ... quo and enhance efficiency, while adhering to the highest risk management and governance standards. + Extensive...Markets activities. + Up to date understanding of key risk and control concepts, tools and … more
    Citigroup (05/02/25)
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