- S&P Global (New York, NY)
- …to build relationships with internal and external stakeholders. + Understanding of operational risk management, including how to identify, evaluate and mitigate ... team within the Ratings division is dedicated to ensuring operational excellence and robust risk management. We...and Ratings' management. + Liaise with Digital Solutions for risk and control management activities, including but… more
- TD Bank (New York, NY)
- …Guides and complements the assigned portfolio in terms of financial, regulatory and risk management requirements + Interacts with control functions within the ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...impacts + Coordinates with other Compliance partners and business governance and control partners to promote consistency… more
- TD Bank (New York, NY)
- …Guides and complements the assigned portfolio in terms of financial, regulatory and risk management requirements + Interacts with control functions within the ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...impacts + Coordinates with other Compliance partners and business governance and control partners to promote consistency… more
- Heritage Financial Credit Union (Middletown, NY)
- …+ Reviews cash control procedures and monitors safeguarding of assets. 2. Governance , Risk & Compliance + Oversee the development and maintenance of the ... appropriate, actively participate in Senior Leadership Team meetings, contributing thought leadership on governance , risk , and controls. + Serve as a peer coach… more
- TD Bank (New York, NY)
- …the AMCB Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational processes. It aims to ... the facilitation and/or implementation of action/remediation plans to address performance/ risk / governance issues + Keeps abreast of emerging issues,… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... liquidity, and regulatory reporting. In addition, by its nature as a primary control and support group in the region, TDS Finance USA provides business information… more
- Citigroup (Getzville, NY)
- …provides support to the Risk organization with a focus on governance , control effectiveness, regulatory engagement, risk communications, and financial ... the assessment and scoping of SOX controls, and monitor control effectiveness. + Coordinate the annual 10K and the...financial services industry + Continuity of Business, Mandatory Absence, Risk , Operational Risk , Controls, Project… more
- Citigroup (Getzville, NY)
- …standards **Qualifications** : + 15+ years of experience in operational risk management, compliance, audit, or other control -related functions in the ... to ensure appropriate risk mitigation efforts are made in accordance with Control Framework. + Lead and ensure on-time and quality execution of comprehensive QA… more
- TD Bank (New York, NY)
- …applicable regulatory guidelines is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit) ... and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First...Desk Heads / Supervisors. + Understanding of key non-financial risk (eg, market, credit, operational ) concepts, controls… more
- Wells Fargo (New York, NY)
- …financial crimes, information security, interest rate, liquidity, market, model, operational , regulatory compliance, reputation, strategic, and technology risk . ... COO Management Committee, International Management Committee, International Operating Committee, International Risk & Control Committee, regional legal entity &… more