- JPMorgan Chase (New York, NY)
- …As the Compliance, Digital Assets, Executive Director within Compliance Conduct and Operational Risk (CCOR), you will be responsible for Compliance, Financial ... Crime and Operational Risk related issues for Digital Assets...including Know Your Customer (KYC), monitoring and screening controls, governance , investigations, and risk assessment teams. +… more
- Citigroup (New York, NY)
- …: + Minimum of 6-10 years of experience in operational risk management, compliance, audit, or other control -related functions in the financial ... status of control gaps and Issues quality control processes highlighting risk and escalating concerns...process improvement + Support identification and analysis of potential control gaps and operational risks across Citi,… more
- Nelnet (Albany, NY)
- …business, compliance, and technology goals. . Act as a trusted advisor on AI governance , LLM access, and model risk . . Anticipate future regulatory requirements ... * Evaluate and integrate AI security tools and model governance solutions. * Contribute to the design and implementation...the design and implementation of AI-specific threat models and control frameworks. * Stay current on emerging threats to… more
- TD Bank (New York, NY)
- …robust controls and governance practices across finance systems. . Manage operational risk , cybersecurity, data quality, and audit requirements in technology ... support of systems for P&L attribution, IPV (Independent Price Verification), valuation control , and risk -based financial analysis. . Drive initiatives for… more
- American Express (New York, NY)
- …partners on new or changing business activities. We focus on developing financial control and risk governance processes, proactively identifying process ... model governance standards, and third-party management protocols. + Conduct risk -based control reviews and accounting assessments, including SOX control… more
- TD Bank (New York, NY)
- …relevant stakeholders and audit management where required + Maintains a culture of risk management and control , supported by effective processes and sound ... implementation of own internal audit action/remediation plans to address performance/ risk / governance issues **Employee/Team Accountabilities:** + Responsible for… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- American Express (New York, NY)
- …reporting). + Understanding of risk or compliance data domains such as credit risk , operational risk , or issue management. + Proficiency with agile ... you can grow your career and define your own path. Find your place in risk and analytics on #TeamAmex. The Platforms and Capabilities team within Global Risk … more
- HSBC (New York, NY)
- …management of BAU with uncompromising focus on results while maintaining a safe and sound risk and control framework. You will report to The Head of Business ... of business priorities. This includes support for the IWPB and GPB governance cycle, strategic initiative execution, management of ad hoc priorities for the… more
- Citigroup (Queens, NY)
- …process improvement opportunities + Ensure operational controls and Manager's Control Assessment compliance + Appropriately assess risk when business ... + Complete and ensure timely submission for deliverables related to BU Compliance/ Risk and Control and/or Management Information Systems related report as… more