- TD Bank (New York, NY)
- …relevant stakeholders and audit management where required + Maintains a culture of risk management and control , supported by effective processes and sound ... implementation of own internal audit action/remediation plans to address performance/ risk / governance issues **Employee/Team Accountabilities:** + Responsible for… more
- American Express (New York, NY)
- …have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking ... you will provide independent and objective assurance on the effectiveness if risk management, internal controls, and governance processes, while also building… more
- Mizuho Corporate Bank (New York, NY)
- …audits of different business areas of the bank to evaluate the effectiveness of risk management and governance processes. Along with its counterparts in London, ... balance sheet management, liquidity, compliance, conduct, financial crime, credit risk , operational and third-party risk ,...+ Collaborate both formally and informally with other corporate risk and control functions to ensure activities… more
- Citigroup (New York, NY)
- …Review & Analysis (COBRA)** team provides an independent review and challenge of risk and operational processes and procedures and accuracy and timeliness of ... timely assurance to the Board of Directors, the Committees, the Citigroup Chief Risk Officer, the Citigroup Chief Credit Officer, senior management and regulators on… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... and enhancing their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...in-scope laws, rules and regulations; review and challenge of control design effectiveness and control operating effectiveness… more
- TD Bank (New York, NY)
- …TDS front office. As a Senior Manager covering Valuation Controls including Policies and Governance in the Product Control Team, you are accountable for ensuring ... at TD Securities. This role will liaise with Front Office, Information Technology, Risk , Finance and other control functions and key stakeholders. As well… more
- SitusAMC (New York, NY)
- …monitoring, and controlling Market, Credit, Contingent, Operational and Settlement Risk to ensure comprehensive and effective control and independent ... operations, and functional services across the Group. **About Global Risk ** The Global Risk function is responsible...for the firm and for our shareholders, applying appropriate governance and control to ensure the right… more
- TD Bank (New York, NY)
- …interaction with governance and control groups, (eg regulatory / operational risk , compliance and audit) to provide subject matter expertise and consult ... evolving regulatory requirements and assess potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- Capital One (New York, NY)
- …core elements to providing assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes. + You ... audits of Second Line Risk Management (Enterprise Risk Management, Operational Risk Management,...thinker who seeks to understand the business and its control environment. + You are able to navigate ambiguity,… more