- CIBC (New York, NY)
- …supports the Strategic Business Units (SBUs) in the measurement, monitoring and control of market, trading, operational and trading credit risks, maintaining ... as his/her prime role, play an important part in ensuring that market risk for prime brokerage client portfolios and/or CIBC's trading desks is completely captured,… more
- Citigroup (New York, NY)
- Citi's Internal Audit (IA) division provides independent assessments of the company's governance , risk management and internal control environment for key ... is a change agent within Citi to enhance the control culture of Citigroup worldwide and thereby support senior...subject matter expert in Market Risk , Credit Risk , Operational Risk , Model … more
- City National Bank (New York, NY)
- …and reporting over time. * Support the management in the delivery of a sound governance process around Investment Risk in both 1st line and 2nd line activities. ... with the portfolio managers, product strategists, investment consultants, and 2LoD CNB control teams ( Risk , Audit, Compliance) and communicate key risks. *… more
- JPMorgan Chase (New York, NY)
- …governance support for artificial intelligence initiatives and lead the Compliance & Operational Risk Evaluation (CORE) Program Governance . Your dynamic ... meaningful metrics (.i.e. KPIs/KRIs) to inform on the health of the operational risk and control environment for reports shared with senior management,… more
- TD Bank (New York, NY)
- …Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk management and control , supported by effective processes in alignment ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Oversight Specialist… more
- American Express (New York, NY)
- …other become better leaders every day. The objective of the US Consumer Services Control Management Operational Risk Advisory team is to identify, assess, ... mitigate, and report on Operational Risk within BU processes for US...or improved controls may be required within New Product Governance (NPG) + Facilitate risk awareness and… more
- M&T Bank (Buffalo, NY)
- …to increase the efficiency of oversight activities. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory ... all aspects of data analysis, risk reporting, risk identification, risk policies and governance...standards and policies. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- Scotiabank (New York, NY)
- …effective challenges of IT Risk components of the first line in the Risk & Control Self-Assessment (RCSA) process for the US, covering Legal Entities, ... effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . + Champions a… more
- RGP (New York, NY)
- …for our global clients-solving problems in the areas of Business Transformation, Governance , Risk and Compliance, and Technology and Digital Innovation. Our ... Seeking experienced Credit Risk Audit Consultants to enhance audit processes and...experience, and other factors including geographic location, market, and operational factors. + Pay Range: $65-85 DOE + Benefits:… more
- Bloomberg (New York, NY)
- …First Line of Defense (FLOD) risk execution and partnering on Risk Control Self-Assessment (RCSA) training efforts + Successfully challenge FLOD on ... + Stay informed on risk industry and educational/development opportunities + Use Governance Risk and Compliance (GRC) tools to evidence risk management,… more