- Scotiabank (New York, NY)
- …US risk management effort including Liquidity Risk , Model Risk , Credit Risk , Operational Risk , and other risk disciplines. Perform risk ... risk groups within TFRM. Interact with Global Risk Technology, and well as the Data Governance...day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . REQUIREMENTS:… more
- American Express (New York, NY)
- … Risk ID, Assessment team is to identify, assess, mitigate, and report on Operational Risk within BU processes for GMNS to ensure adherence to regulatory ... of Risk ID, Assessment, Testing & Reporting, Operational Risk Advisory to lead a diverse...BUs in their risk assessments performance (eg, Risk & Control Self-Assessment (RCSAs)) in addition… more
- American Express (New York, NY)
- …design and operational effectiveness + Strong understanding of financial reporting risk and requirements of the Sarbanes-Oxley act as well as internal control ... Find your place in finance on #TeamAmex. The SOX Governance and Advisory team within Controllership (1LOD) plays a...in supporting the enterprise by developing and executing a risk -based plan to assess and enhance the company's internal… more
- JPMorgan Chase (Brooklyn, NY)
- …design and evaluation of controls, and sustainable solutions to mitigate operational risk . As a Senior Associate within Finance Control Management, you will ... governance bodies that support the oversight of the risk and control environment of the respective...information and reporting about the LOBs and Corporate Functions operational risk and control environment.… more
- American Express (New York, NY)
- …+ Support remediation of issues by influencing BU, who own and execute issue/ Operational Risk Event (ORE) remediation + Investigate and conduct root cause ... solutions, and business financing. The objective of the GCS Control Management Issues, Events & Remediation team is to...to embed accountability along the process, collaborating with other Operational Risk Management (ORM) teams as necessary… more
- American Express (New York, NY)
- …working with or in operational risk management space (eg, Risk , Compliance, Control Management and/or Internal Audit). Experience in Agile /Kanban ... processes for identifying, assessing, and collecting 1LoD capability needs for Operational Risk Management execution, and coordinate systems and infrastructure… more
- Bloomberg (New York, NY)
- …First Line of Defense (1LOD) risk execution and partnering on Risk Control Self-Assessment (RCSA) activities + Successfully identify and recommend ... + Stay informed on risk industry and educational/development opportunities + Use Governance Risk and Compliance (GRC) tools to evidence risk management,… more
- M&T Bank (Buffalo, NY)
- …model to increase efficacy of oversight activities. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory ... all aspects of data analysis, risk reporting, risk identification, risk policies and governance...standards and policies. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- SolomonEdwards (Albany, NY)
- …focus on supporting audit and risk review activities by assessing model governance , compliance, and control environments. The consultant will serve as a ... LLC ("SolomonEdwards") is a full-service professional services firm offering financial, operational , and technology consulting and operations support. We work with… more
- SMBC (New York, NY)
- …in the Risk Management Coordination Team plays a pivotal role in operational coordination and facilitation of risk oversight processes across SMBC entities. ... This includes committee governance , regulatory and audit engagement, and issue management. The...and audit submissions as well as timely escalation of risk -related matters to the Risk Coordination Team… more