- TD Bank (Charlotte, NC)
- …Compliance Management and Risk and Control Self-Assessments for US Enterprise Risk Management, US Operational Risk Management including Model Risk ... Must have skills/qualifications/experience in 3-4 of the following + Risk Management + Governance and Control...and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control… more
- TD Bank (Charlotte, NC)
- …the AMCB Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational processes. It aims to ... working with GRC platforms + Proven track record of partnering with business, finance, risk , audit, and technology teams to drive control effectiveness and … more
- TD Bank (Charlotte, NC)
- …business initiatives and interacting with internal partners such as Legal, Compliance, Privacy, Operational Risk , Regulatory Risk , Fraud, TRMIS and others to ... more specific details for this role. **Line of Business:** Governance & Control **Job Description:** The ...Scope:** + Actively engages partners including Legal, Compliance, Privacy, Operational Risk , Regulatory Risk , Fraud,… more
- JPMorgan Chase (Charlotte, NC)
- …analytics. Your efforts will directly contribute to reducing the business's residual risk profile and optimizing control frameworks. **Job Responsibilities:** + ... system of controls that mitigates risk through active engagement, thematic reviews, risk analysis and control deep dives which continuously manage and reduce… more
- TD Bank (Durham, NC)
- …appropriate levels and relevant stakeholders where required + Maintains a culture of risk management and control , supported by effective processes and sound ... Leads / facilitates and/or implements action/remediation plans to address performance/ risk / governance issues **Employee/Team Accountabilities:** + Provides thought… more
- TD Bank (Charlotte, NC)
- …global Compliance Program in defining and achieving departmental objectives: + Design operational risk management plans and the annual compliance strategic plan ... and repeatable + Leverage the results and output from Risk Control Self-Assessments and Program Effectiveness Assessments...**Preferred Skills:** + Minimum 7+ years of experience in governance , or risk management within the financial… more
- TD Bank (Charlotte, NC)
- …Program Effectiveness Assessment. The ideal candidate possesses a deep understanding of Risk Control Self-Assessments, a high degree of organizational ability ... to work hands-on to drive key initiatives across compliance, operational risk management, and audit functions, works...financial service or FinTech environment + Deep understanding of Risk Control Self-Assessment, Control Testing… more
- American Express (Charlotte, NC)
- …application of a risk management framework; Performing evaluations of operational risk governance framework's effectiveness, identifying improvement ... business units, products, and processes. The objective of the Operational Risk Management (ORM) Governance ...and control taxonomy which cuts across all operational risk stripes + Assist with the… more
- American Express (Charlotte, NC)
- …data risks. **Minimum Qualifications:** + 8-10 years of experience in data governance , risk management, operational controls, or regulatory reporting ... role is part of the Data Issue Management & Risk Monitoring function within the Finance Data Governance... risk -based monitoring protocols, including early warning indicators, risk heat maps, and control effectiveness metrics.… more
- TD Bank (Charlotte, NC)
- …similarly regulated industry.** + **Proven experience in strategy development, program governance , or enterprise risk /compliance program execution.** + **Strong ... + **Familiarity with regulatory expectations tied to enterprise compliance programs, governance , and risk frameworks.** + **Experience with management… more