- TD Bank (Charlotte, NC)
- …Guides and complements the assigned portfolio in terms of financial, regulatory and risk management requirements + Interacts with control functions within the ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...impacts + Coordinates with other Compliance partners and business governance and control partners to promote consistency… more
- TD Bank (Charlotte, NC)
- …Guides and complements the assigned portfolio in terms of financial, regulatory and risk management requirements + Interacts with control functions within the ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...impacts + Coordinates with other Compliance partners and business governance and control partners to promote consistency… more
- Wells Fargo (Charlotte, NC)
- … discrepancies, including sanctions disposition and transaction reconciliation + Participate in risk and control assessments, quality assurance reviews and ... project along with process, procedure and change management + Manage and maintain risk management discipline, compliance and control automation efforts + Liaison… more
- Wells Fargo (Charlotte, NC)
- …strategy to improve customer experience and business profitability, while also ensuring effective risk and control management and a talent strategy focused on ... operational thinker who can manage in a complex risk environment. + Strong critical thinking skills, with demonstrated...customer experience and business profitability, while also ensuring effective risk and control management and a talent… more
- Wells Fargo (Charlotte, NC)
- …Office, Global Operations** The Chief Operating Office (COO) strengthens Wells Fargo's risk and control infrastructure, delivers a more consistent approach to ... of the COO is to help strengthen the company's risk and control infrastructure. The Global Operations...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Bank of America (Charlotte, NC)
- …the development of enterprise-wide anti-money laundering automated detection function and operational risk practices consistent with applicable laws, rules, ... as a trusted advisor to the Chief Compliance and Operational Risk ("C&OR") Officers of the Front...& Typologies + Data Analysis, Interpretation & Decisioning + Risk Control & Mitigation + Financial Crimes… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- Nelnet (Raleigh, NC)
- …business, compliance, and technology goals. . Act as a trusted advisor on AI governance , LLM access, and model risk . . Anticipate future regulatory requirements ... * Evaluate and integrate AI security tools and model governance solutions. * Contribute to the design and implementation...the design and implementation of AI-specific threat models and control frameworks. * Stay current on emerging threats to… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- TD Bank (Charlotte, NC)
- …relevant stakeholders and audit management where required + Maintains a culture of risk management and control , supported by effective processes and sound ... implementation of own internal audit action/remediation plans to address performance/ risk / governance issues **Employee/Team Accountabilities:** + Responsible for… more