- Capital One (Charlotte, NC)
- …of the Audit team, the candidate will focus on audits of Enterprise and Operational Risk Management frameworks and processes in the Second Line of Defense, ... Certified Public Accountant (CPA), Chartered Financial Analyst (CFA), Certified Risk Manager (CRM), Financial Risk ...in support of internal auditing + Exposure to Enterprise Risk Management or Operational Risk … more
- Grant Thornton (Charlotte, NC)
- …+ Experience assessing the design and operating effectiveness of enterprise or operational risk management programs, and/or entity-level and business process ... achieve more, confidently. Your day-to-day may include: + Review operational , financial, and administrative processes to assess risk...a professional services firm or as part of a Risk Management or Internal Audit function +… more
- Cardinal Health (Raleigh, NC)
- …delivery, and operation of computing and information services. This function anticipates, plans, and delivers Information Technology solutions and strategies ... that enable operations and drive business value. **Information Security and Risk ** develops, implements, and enforces security controls to protect the organization's… more
- TD Bank (Charlotte, NC)
- …) Quality Assurance (QA) Department under TD Bank's Second Line of Defense (2LoD) FCRM Function . The FCRM KYC QA Manager is responsible for the execution of the ... + Lead KYC QA Validation and Reporting activities The Manager , Financial Crime Risk Management role leads...years experience working in a challenge (QA/Testing) or advisory/oversight function with direct exposure to Customer Risk /… more
- TD Bank (Charlotte, NC)
- …and industry engagement. Recovery and Resolution Planning (RRP) is an enterprise-wide function that ensures TD is prepared to address severe financial stress ... implements our practices and oversight of financial crisis management. The RRP function is closely integrated with multiple lines of business, key control functions,… more
- TD Bank (Charlotte, NC)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function . As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will provide compliance advisory support and… more
- TD Bank (Charlotte, NC)
- …disciplinary actions, as required + Oversees and leads the most complex and diverse function for an area of significant risk , complexity or scope while growing ... impacts + Ensures employees are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry… more
- Bank of America (Charlotte, NC)
- …groups as needed, including Middle Office, Sales and Trading, Technology, Compliance, Operational Risk , and Enterprise Capital Management to ensure effective ... purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture… more
- TD Bank (Charlotte, NC)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function . As part of our team, you'll play a key role in ... (US) team is responsible for providing independent quality assurance of compliance risk through the execution of reviews. These reviews assess whether Risk… more
- TD Bank (Charlotte, NC)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function . As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...colleagues dedicated to setting new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and enhance… more