- American Express (Apex, NC)
- …E, Reg Z, Fair Lending, Privacy). ⦁ Experience supporting compliance or operational risk within a business or first line function . ⦁ Familiarity with issue ... (1LOD) Compliance Manager to support the business in managing compliance risk across products, processes, and customer interactions. This role plays a key part… more
- TD Bank (Charlotte, NC)
- …significant and/or highly complex, and diverse audit team for an area of significant risk , complexity or scope + People Manager role that generally manages a ... enterprise knowledge, recognizing and anticipating emerging trends and; identifying operational efficiencies and opportunities with other business management/enterprise areas… more
- TD Bank (Charlotte, NC)
- …actions, as required + Oversees and leads the most complex and diverse Liquidity function for an area of significant risk , complexity or scope while growing ... impacts + Ensures employees are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry… more
- American Express (Apex, NC)
- … risk areas including Financial Crime and Compliance, with input in broader areas of operational risk + Ensure all activities & guidance provided to BU are in ... subject matter expertise and a pragmatic, partnership-driven approach to risk management. **The Senior Manager -Financial Crimes will:**...in a first line of defense or business control function . + Familiarity with customer risk rating,… more
- City National Bank (Charlotte, NC)
- …to support LOB's and 2LOD / 3LOD support functions, including but not limited to Operational Risk , Business Continuity, IT Risk , Vendor Risk , Corp. ... *BUSINESS CONTROLS MANAGER * WHAT IS THE OPPORTUNITY? This position is...program functions, including Compliance Risk Assessments, Key Risk Indicators (KRI) review, Issue Management, Operational … more
- Wells Fargo (Charlotte, NC)
- …The Portfolio Manager will also partner with Product Partners, Independent Risk Management and Coverage Bankers to oversee execution of credit related functions ... Fargo is seeking a Vice President, Lead CIB Portfolio Manager for FIG Banks, part of the Corporate and...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Coinbase (Charlotte, NC)
- …Audit Execution & Oversight (Finance & Accounting):* Spearhead and execute comprehensive, risk -based operational audits of the finance and accounting functions. ... The Coinbase Internal Audit is an independent, third line function that reports directly to the Coinbase Audit Committee....and present impactful audit reports on SOX, SOC, and operational audit findings, detailing clear findings, risk … more
- TD Bank (Charlotte, NC)
- …this role. **Line of Business:** Audit **Job Description:** The Senior Audit Manager leads a team of audit professionals and provides specialized in-depth subject ... on other audits. May be responsible for contributing to the planning, risk assessment and/or execution of audits and/or related processes specific to securities… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... **About this role:** Wells Fargo is seeking a Senior Commercial Banking Portfolio Manager for clients with annual revenue of $500M+ supporting Government Banking as… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... **About this role:** Wells Fargo is seeking a Senior Commercial Banking Portfolio Manager for clients with annual revenue of $100MM to $2B supporting the Commercial… more