• SVP, Capital Markets Chief Compliance Officer

    Raymond James Financial, Inc. (New York, NY)
    …with senior business leaders, providing compliance guidance to support decision-making and operational risk management . + Maintain expertise in securities ... + Leadership and collaboration across senior business units. + Strategic planning, risk management , and regulatory analysis. + Compliance investigations and… more
    Raymond James Financial, Inc. (06/03/25)
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  • Financial Statement Executive Attestations and SOX…

    Citigroup (Getzville, NY)
    …financial services industry + Continuity of Business, Mandatory Absence, Risk , Operational Risk , Controls, Project Management + Exceptionally strong ... resource management . The Resource and Business Management team within the Risk CAO has strategic and operational responsibilities to support Citi Chief … more
    Citigroup (08/01/25)
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  • SVP, Product Mgmt Sr Lead Analyst - Model…

    Citigroup (Queens, NY)
    …stakeholders and technology teams to deliver solutions that strengthen Citi's risk management infrastructure and operational resilience. ... increase share of market and obtain competitive position. Model Risk Management (MRM) is a critical part...will play an integral role in modernizing Citi's model risk infrastructure, delivering solutions that ensure operational more
    Citigroup (07/18/25)
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  • Assistant Director - Management

    City of New York (New York, NY)
    …requirements. Monitoring adherence to policies and driving a culture of compliance. - Risk Management : Identifying operational risks and implementing risk ... work effectively with agency project managers and stakeholders. - Skilled in risk management and contingency planning to navigate project challenges proactively.… more
    City of New York (06/11/25)
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  • Manager - Compliance - Global Commercial Services…

    American Express (New York, NY)
    …to: Internal Audit, Independent Compliance Testing team, General Counsel's Organization, Operational Risk , Control Management , Financial Crimes Compliance, ... and general credit card practices + In-depth knowledge and understanding of compliance risk management practices and methodologies, including risk and… more
    American Express (08/02/25)
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  • Senior Product Manager (Lockbox)

    TD Bank (New York, NY)
    …accountable for building a strategy that focuses on competitive product functionality, operational effectiveness, effective risk management and strong ... controls and operating methods that have significant financial and operational impact within the context of their own field...of the P&L, ongoing competitive research and review of marketing/ risk management tactics + Ensures effective product… more
    TD Bank (07/16/25)
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  • Sr. Auditor, Internal Audit

    Warner Music Group (New York, NY)
    …Audit Team provides high-quality assurance and advisory services via SOX and operational audits, risk management , and business initiative involvement. ... and technology. Success is measured by driving internal control improvements, risk mitigation, and positive organizational change. **Your role:** We are seeking… more
    Warner Music Group (06/19/25)
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  • Senior Manager, Underwriter

    Capital One (New York, NY)
    …due diligence, risk assessment/mitigation + Drive process improvements to enhance operational efficiency and risk management practices. + Mentor and ... team endeavors to create an environment that supports efficient and impactful risk management . Our ideal candidate possesses critical thinking skills,… more
    Capital One (07/19/25)
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  • Legal, Compliance & Controls Manager, Vice…

    JPMorgan Chase (Brooklyn, NY)
    …**Preferred qualifications, capabilities, and skills** + A background in controls, compliance, operational risk management , strategy consulting, or corporate ... Corporate Functions with scalable and integrated solutions that strengthen firmwide risk assessment processes and controls by aligning adjacent operating models,… more
    JPMorgan Chase (07/31/25)
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  • Sr. Manager - Risk Assessment Programs

    CBRE (New York, NY)
    …. This role is very cross-functional - solving complex risk management challenges; working with program development, operational integration, risk ... continuity of operational processes. Experience developing and implementing risk management standards, policies, and procedures. Ability to communicate… more
    CBRE (08/08/25)
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