- SMBC (New York, NY)
- …ensuring that vendor relationships align with business goals, regulatory requirements, and risk management standards. The ideal candidate will bring deep ... reviews, business reviews, and strategic planning sessions with vendors. Contract & Risk Management - Lead contract negotiations, renewals, and amendments in… more
- Zurich NA (New York, NY)
- Compliance Expert (Data Privacy & Records Management ) 125661 **Let's grow together!** Zurich Cover-More is one of the world's largest travel insurance and assistance ... a seasoned compliance professional with deep expertise in Data Privacy and Records Management (DPRM) to lead and strengthen our global compliance framework in this… more
- Marex (New York, NY)
- …the company's regulatory requirements under the US Regulatory Framework. + Adhere to the operational risk framework for the role ensuring that all regulatory or ... risk events immediately. + To provide input to risk management processes, as required. The Company...insight and agility, able to anticipate future challenges, ensuring operational effectiveness. Skills and Experience + At least 10… more
- Principal Financial Group (New York, NY)
- …of Principal AM. + Advance the firm's digital capabilities, enhancing its risk posture, and accelerating decision-making, operational efficiency, and speed to ... That Will Help You Stand Out** + Deep understanding of the asset management industry, including financial, operational , and system-related aspects across both… more
- SMBC (New York, NY)
- …+ Prepare periodic reports and information pertaining to the account for senior management . Pro actively escalate operational risk , credit risk ... existing transactions, such as assign borrower rating, detailed action plans, exposure management strategies and account related admin duties + Review and process of… more
- Coinbase (Albany, NY)
- …is to objectively evaluate and audit the effectiveness of governance, compliance, risk management , and control process. The in-house Coinbase Internal Audit ... Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance) and external auditors....& Oversight (Finance & Accounting):* Spearhead and execute comprehensive, risk -based operational audits of the finance and… more
- Pioneer Bank (Albany, NY)
- …tasks related to municipal accounts are completed on a daily basis. + Collaborates with Risk Management (BSA and Compliance) in matters as they relate to payment ... TITLE: Cash Management & Payment Systems Officer LOCATION: Headquarters REPORTS...ensure they contain properly completed Applications & Agreements, Customer Risk Assessments, RDC Site Evaluations, and RDC Self Assessments… more
- Mizuho Corporate Bank (New York, NY)
- …investor reporting preparation and ad-hoc reporting requests + Assist with daily and periodic risk management activities across all operational risk ... Asset Management One USA Inc is a New York-based...providers to implement efficient workflows across accounting, operations and risk areas Qualifications: + CPA with prior experience at… more
- Raymond James Financial, Inc. (New York, NY)
- …as subject matter expert in an area of technology, policy, regulation, or operational management for the team. Maintain external accreditations and in-depth ... deliver a plan for significant aspects of the financial management and/or control process. Analyze, assess, and quantify the...business activities, and the market to determine whether any risk is within the agreed risk appetite.… more
- PNC (NY)
- …the first line of defense. Serves as point of review and sign off for risk management , compliance and audit requirements, as needed. + Manages, motivates and ... objectives and activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. PNC also has fundamental expectations of our people… more