- Scotiabank (New York, NY)
- … and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk ... changes throughout the development lifecycle and ensure adherence to risk & compliance guidelines + **Project Management ...day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk ,… more
- JPMorgan Chase (Brooklyn, NY)
- …in financial services industry with background in controls, audit, quality assurance, operational risk management , or compliance; or equivalent subject ... Join JPMorgan Chase's Finance Control Management (FCM) team! Finance Control Management ...and consistent control environment across Firmwide Finance, promoting early operational risk identification and assessment, effective design… more
- Grant Thornton (New York, NY)
- …and efficiency of the processes + Manage the development and execution of enterprise risk management , operational risk compliance and/or internal control ... following technical skills and qualifications: + Bachelor's degree in Accounting, Finance, Risk Management , Information Technology, MIS, or a related field is… more
- UMB Bank (Albany, NY)
- **Enterprise and Operational Risk ** partners with UMB management in its obligation to effectively manage operational , compliance and other related risks ... team provides timely, accurate, and seasoned judgment related to operational , regulatory compliance risk , suggests strategies for...mitigating risk , promotes a strong culture of risk management , and fulfills regulatory expectations of… more
- Neuberger Berman (New York, NY)
- …with Compliance, Risk , Product, and other control groups to support effective operational risk management and regulatory compliance. + Contribute to ... and Operations team will provide critical support in executing the operational strategy for Neuberger Berman's Alternatives platform. This Operations Project Manager… more
- BMO Financial Group (New York, NY)
- …across OCOO to identify opportunities across the Capital Markets network to improve operational processes, risk management practices, cost controls, and make ... environment; and fostering a transparent, compliant, and proactive regulatory risk management culture across all areas of BMO Capital Markets. Additionally,… more
- Oracle (Albany, NY)
- **Job Description** **Key Responsibilities** + Ability to drive financial and operational risk management framework, formulate weekly/monthly reporting ... highlighting financial and operational risks, conduct periodic review of SOPs and business continuity testing plans + Ensuring key commercial terms of data center contracts are accurately captured and recorded + Oversee and maintain master portfolio… more
- JPMorgan Chase (New York, NY)
- …of the three lines of defense model. + Solid understanding of Compliance and Operational Risk Management frameworks. + Sound judgment in risk ... management , ensuring adherence to the firm's Compliance & Operational Risk Evaluation (CORE) Program. You will...with control management and business teams (eg, Operational Risk Summaries, Residual Risk … more
- JPMorgan Chase (New York, NY)
- …the role for you! Our team is at the forefront of AI governance and operational risk management , driving the development and implementation of robust ... Are you interested in driving AI governance and risk management , leading controls, and ensuring... management and Business teams as needed (Ex. Operational Risk Summaries, Regulatory Topic assessment, Residual… more
- CIBC (New York, NY)
- …risk management function across all lines of defense, inclusive of Operational Risk Management , Internal Audit, Enterprise counterparts, and control ... of 5-7 years of experience in technology or cybersecurity front-line testing/ audit/enterprise/ operational risk management /or management consulting… more