- Citigroup (New York, NY)
- …functions as well as the Operations, Business and Technology environments + Strong risk management and control mindset + Provides evaluative judgment based on ... employees, overseeing day-to-day operational activity, and maintaining a strong focus on risk & control and client service. Both ECM and DCM businesses are going… more
- Raymond James Financial, Inc. (New York, NY)
- As the Vice President, Sanctions Officer, you will be the strategic and operational lead for the firm's global sanctions compliance program. Reporting to the Chief ... adherence to OFAC and international sanctions regulations and driving proactive risk -based initiatives to protect the firm from legal, regulatory, and reputational… more
- US Bank (New York, NY)
- …by integrating other internal audit subject matter teams (Information Technology, Enterprise Risk Management , Model, Treasury, etc.) to ensure appropriate and ... teams when resources are needed for areas of higher risk . Performing other duties as requested by management...agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . + Champions a high… more
- M&T Bank (Getzville, NY)
- …internal controls to mitigate risk on an ongoing basis. Identify risk -related issues needing escalation to management . + Maintain M&T internal control ... also looking for opportunities within day-today processes to increase efficiency or reduce risk . The Manager will be responsible to hold regular team meetings and… more
- PSEG Long Island (Bethpage, NY)
- …such as the Purdue Model and IEC 62443 Experience with OT vulnerability management platforms and risk assessment methodologies Familiarity with modern endpoint ... Operations Specialist to lead and support cybersecurity efforts in our Operational Technology (OT) environments. This role focuses on securing critical… more
- Amazon (Maspeth, NY)
- …daily operations, using data-driven insights to create innovative solutions that reduce risk and enhance productivity. Your ability to build trust, influence change, ... and drive results will be crucial as you lead comprehensive risk assessments and transform safety data into actionable strategies. Leadership is at the heart of this… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... risk events immediately + To provide input to risk management processes, as required. The Company...insight and agility, able to anticipate future challenges, ensuring operational effectiveness Skills and Experience + Bachelor's degree in… more
- M&T Bank (Bronx, NY)
- …Proactively bundle products and services as appropriate. + Adheres to applicable compliance/ operational risk controls in accordance with Company or regulatory ... , product, and system changes/enhancements, as well as demonstrate good risk management decisions. In addition, Insurance licensing minimum expectations… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . **What You'll Bring:** ... We support Small Business, Commercial and Corporate clients with effective treasury management solutions coupled with a best-in- class service model, making it easy… more