- TD Bank (Charlotte, NC)
- …enterprise knowledge, recognizes and anticipates emerging trends and identifies operational efficiencies and opportunities with other business management ... to stakeholders and/or employees are consistent, appropriate and aligned to business risk strategies and executive management direction + Provides direction to… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... of regulatory activities and themes, and ensures proactive regulatory issue management . This role will specifically support Enterprise Functions and the Enterprise… more
- Compass Group, North America (Charlotte, NC)
- …+ Strong financial acumen, contract negotiation skills, and expertise in risk management . + Exceptional leadership, communication, and stakeholder engagement ... and safety-focused culture that drives project success and client loyalty. **Financial Management & Risk Mitigation** + Develop and manage the department's annual… more
- American Express (Charlotte, NC)
- …as Regulatory Exams across Consumer Deposit Products + Partner closely with Control Management , Compliance, GCO and Risk partners on control and oversight agenda ... in financial services + Strong experience in past controls, compliance or operational excellence focused roles + Excellent project management , communication, and… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... architecture, including cloud-native and on-premises environments, API design, database management , and user interface development + 5+ years of Expert-level… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... Financial Network (FiNet)-the fastest-growing channel in Wealth and Investment Management (WIM). FiNet supports independent financial advisors by providing a… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... Agents are expected to escalate issues to leads or management when a solution is unclear or when identifying...the client to ensure client satisfaction + Perform routine operational and customer support tasks related to technology +… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... is expected to provide day to day support / operational activities related to EMTS and GMTS. This includes...end of day activities, Service requests, Changes and Problem management . **In this role, you will:** + Lead complex,… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... Review and analyze complex multi-faceted, larger scale or longer-term business, operational , or technical challenges that require in-depth valuation of multiple… more
- TD Bank (Charlotte, NC)
- …ICFR SOX Testing is to carry out a testing of design and operational effectiveness of SOX/Internal controls over Financial Reporting and review testing performed by ... in accordance with ICFR Standards and draft findings with design and operational effectiveness testing **Key Accountabilities** : + Conduct audit work based on… more