- UMB Bank (Austin, TX)
- **Enterprise and Operational Risk ** partners with UMB management in its obligation to effectively manage operational , compliance and other related risks ... team provides timely, accurate, and seasoned judgment related to operational , regulatory compliance risk , suggests strategies for...mitigating risk , promotes a strong culture of risk management , and fulfills regulatory expectations of… more
- PrincePerelson & Associates (Dallas, TX)
- …with internal teams and external brokers + Monitor daily reconciliations and support operational risk management + Assist with process improvements and ... , and financial operations teams + Develop skills in trade support, risk management , and operational controls _PrincePerelson & Associates is an Equal… more
- Bank of America (Dallas, TX)
- …in financial services industry, risk management , AML compliance, regulatory compliance, operational risk management , business risk & controls, or ... Line Units (FLUs) and Control Functions (CFs) to complete compliance, policy, operational /fraud risk management requirements. **Responsibilities:** + Advises… more
- Oracle (Austin, TX)
- **Job Description** **Key Responsibilities** + Ability to drive financial and operational risk management framework, formulate weekly/monthly reporting ... highlighting financial and operational risks, conduct periodic review of SOPs and business continuity testing plans + Ensuring key commercial terms of data center contracts are accurately captured and recorded + Oversee and maintain master portfolio… more
- Bank of America (Dallas, TX)
- …crimes, risk management , AML compliance, regulatory compliance, investigations, operational risk management , business controls, or experience in ... Program Management and requires a strong risk management discipline and experience with operational risk processes. This role will be responsible for… more
- Scotiabank (Dallas, TX)
- … and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk ... day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk ,...of retail and commercial credit products, consumer credit lifecycle, risk management . Thorough knowledge with respect… more
- CIBC (TX)
- …risk management function across all lines of defense, inclusive of Operational Risk Management , Internal Audit, Enterprise counterparts, and control ... of 5-7 years of experience in technology or cybersecurity front-line testing/ audit/enterprise/ operational risk management /or management consulting… more
- Scotiabank (Dallas, TX)
- … and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk ... provides a full range of investment banking, credit and risk management products and services relevant to...day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk ,… more
- JPMorgan Chase (Plano, TX)
- …WLS Operation Leads, Technology, Product, Finance, Credit Risk , Legal, Compliance, Operational Risk Management , and Control colleagues across the firm. ... in delivering a strong control environment, regulatory oversight, and risk management for WLS. As a Control...internal controls. + Manage control-related activities, including Control & Operational Risk Evaluations (CORE), risk … more
- Charles Schwab (Westlake, TX)
- … Management audits cover areas such as compliance, credit, liquidity, market and operational risk management . The team also performs testing to confirm ... Executive Management to improve the efficiency of governance processes, risk management , and internal controls. The Corporate internal audit enterprise… more