- BMO Financial Group (New York, NY)
- …impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with regulatory agencies. Additionally, the ... of issues, including remediation plans and validation. + Elevate high profile issues/ risk cases to Compliance and business/group management for prompt… more
- Scotiabank (New York, NY)
- … and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk ... provides a full range of investment banking, credit and risk management products and services relevant to...day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk ,… more
- Citigroup (New York, NY)
- …queues, either directly or through others + Continuously review processes and drive operational efficiency. + Ensure a robust risk and control framework; work ... and custody solutions to financial institutions, public sector and corporate clients around the world. With a global network... & Control and ICRM Sanctions partners to ensure management self-assessments, corrective action plans, and other Risk… more
- Sodexo (New York, NY)
- …Risk Management & Compliance** - Ensure regulatory compliance, mitigate operational risks, and uphold corporate standards. + **Innovation & Business ... clients. You'll be at the forefront of business expansion, client relationship management , and operational excellence, all while ensuring an unforgettable guest… more
- TD Bank (New York, NY)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US… more
- TD Bank (New York, NY)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... small business lending. A strong background in compliance program management and passion about driving operational excellence...and assesses potential impacts + Maintains a culture of risk management and control, supported by effective… more
- JPMorgan Chase (New York, NY)
- …drive. **Job Responsibilities :** + Provide Production and substantiation of P&L and Risk to CIO/Treasury FO/ Management + Provide supervisory oversight of daily ... delivering tactical/strategic solutions + Work in close partnership with Market Risk , Business Management , Trade support, Financial controllers, VCG, Technology… more
- Citigroup (New York, NY)
- …required. + Master's degree or CFA Charterholder certification preferred **Job Family Group:** Risk Management **Job Family:** Credit Risk **Time Type:** ... improvements and efficiencies. Lead projects and initiatives aimed at enhancing operational effectiveness and collaborate effectively with the management team… more
- Wells Fargo (New York, NY)
- …especially in GenAI and agentic technologies, to inform our innovation strategy and risk management + Demonstrate Agile product management expertise, with ... The Corporate & Investment Bank (CIB) delivers a comprehensive...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- NBT Bank (Norwich, NY)
- …influence, and the opportunity to contribute meaningfully to the institution's legal, operational , and risk management frameworks. Education and Experience: ... initiatives with a focus on strategic legal matters including Third-Party Risk Management (TPRM), Information Technology (IT), Cybersecurity, and Mergers… more