• Dir - Tech Solutions TDS (US)

    TD Bank (New York, NY)
    …global technology teams, managing critical systems, and ensuring alignment with finance and risk management priorities. The incumbent will drive the evolution of ... a culture of innovation, accountability, and technical excellence. **Governance and Risk Management :** . Establish robust controls and governance practices… more
    TD Bank (07/26/25)
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  • Compliance Officer, Regulatory Relations Core…

    TD Bank (New York, NY)
    …and tracking related to examinations and regulatory findings. + Assist with the management and tracking of regulatory inquiries. + Assist with monthly and ad hoc ... in compliance with applicable laws, regulations and guidelines, as detailed in Corporate policies. Acts as a resource to business units/internal team members… more
    TD Bank (08/02/25)
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  • Senior Analyst - Model Validation (US- Remote)

    Ally (Albany, NY)
    …market risk , credit risk (underwriting, CECL loss reserving, portfolio management ), operational risk measurement, and stress testing methodologies / ... and maintain effective partnerships with participants / stakeholders within Ally's model risk management community * Promote knowledge sharing with other… more
    Ally (08/26/25)
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  • Investment Banking Vice President, Transportation…

    Wells Fargo (New York, NY)
    …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... will be directly involved in the origination, structuring, and execution of Corporate and Investment Banking products and services for existing clients and… more
    Wells Fargo (09/05/25)
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  • Head of Wealth Remediation (US)

    TD Bank (New York, NY)
    …internal policies/procedures and applicable regulatory guidelines, ensures activities are within TDs risk appetite and risk management policies, escalates as ... performed to demonstrate enhancements are workingLeads a team of operational control & process design experts to build and...management . + Deep understanding of regulatory compliance and risk management in the finance industry +… more
    TD Bank (08/27/25)
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  • Senior Relationship Manager Non-Bank and Bank…

    Comerica (New York, NY)
    …of assigned product(s). Risk Management : Assess and monitor client risk exposure including operational , compliance and payment solution risk . Conduct ... and settlement processes to optimize operational efficiency and minimize risk Maintain knowledge of payment systems, corporate banking, credit and… more
    Comerica (08/08/25)
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  • Senior Compliance Officer - Fixed Income Advisory

    Marex (New York, NY)
    …SEC, FINRA, MSRB, and other regulatory rules and regulations. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... as require. + To escalate risk events immediately. + To provide input to risk management processes, as required. The Company may require you to carry out… more
    Marex (08/07/25)
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  • AI Onboarding Transformation Lead (Remote)

    Broadridge Financial Solutions (Albany, NY)
    …tools. This role provides hands-on guidance, strategic direction, and operational support to global onboarding resources, ensuring consistency, efficiency, and ... and value-add projects, leveraging AI to accelerate timelines, reduce risk , and improve resource allocation. Manages multiple initiatives simultaneously across… more
    Broadridge Financial Solutions (08/13/25)
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  • SVP, Underwriting Manager

    Banc of California (New York, NY)
    …TOGETHER WE WIN(R) **THE OPPORTUNITY** The SVP, Credit Manager is responsible for hands on management of all credit risk aspects of the lending process and the ... relationship-based business banks focused on providing banking and treasury management services to small, middle-market, and venture-backed businesses. Banc of… more
    Banc of California (08/30/25)
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  • Regional Service Lead, Amenity Services - North…

    JPMorgan Chase (New York, NY)
    …negotiate contracts, manage relationships, and ensure high-quality service delivery. + Implement risk management strategies to ensure health, safety, and data ... present regular reports on service performance, employee feedback, client feedback, risk management , and improvement initiatives to senior management more
    JPMorgan Chase (06/19/25)
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