- TD Bank (Charlotte, NC)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US… more
- US Bank (Charlotte, NC)
- …Fair and Responsible Banking stakeholders of various levels within the organization, including Corporate Compliance, Model Risk Management , Audit, Legal, and ... responsible for the implementation and maintenance of an effective risk management framework and requires an understanding...agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with… more
- TD Bank (Charlotte, NC)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... the third-party regulatory content provider into daily compliance and risk management activities, leveraging the third-party's regulatory intelligence… more
- Coinbase (Charlotte, NC)
- …across teams * Track record of improving processes, enhancing controls, and supporting operational risk reduction *Nice to haves:* * BA/BS degree in Finance, ... Dealer Operations team, contributing to the accuracy, efficiency, and integrity of operational processes * Perform daily processes including management of… more
- Coinbase (Charlotte, NC)
- …stakeholders. * Track record of improving processes, implementing controls, and managing operational risk . * Comfortable working as a player/coach, balancing ... Broker Dealer Operations team, fostering a culture of accuracy, accountability, and risk awareness * Oversee daily processes including management of exceptions… more
- Deloitte (Charlotte, NC)
- …Serve as a trusted advisor to clients, providing SAP treasury, risk management , and technology advisory services to enhance operational efficiency, manage ... risk , and unlock new levels of financial and operational excellence. Recruiting for this role ends on 12/31/25...management , FX, debt capital markets, and interest rate risk management . + Demonstrated ability to take… more
- PNC (Charlotte, NC)
- …activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. **Qualifications** Successful candidates must demonstrate appropriate ... insights and knowledge to drive and inform client selection, portfolio management , risk assessment, transaction structuring, and underwriting policies. Further,… more
- Wells Fargo (Charlotte, NC)
- …issues of a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported area are met and work with other ... Uses advanced knowledge of Fixed Income E-trading flows, Venue Interaction and Position/ Risk management in identifying, evaluating and resolving highly complex… more
- Wells Fargo (Charlotte, NC)
- …of hedging and reporting platforms for MSR business that are used for risk management . You will collaborate with product and business stakeholders to ... related tasks. + Ensure systems are monitored to increase operational efficiency and managed to mitigate risk ...+ Collaborate with your peers to ensure compliance and risk management requirements for supported area are… more
- CRC Insurance Services, Inc. (Raleigh, NC)
- …the team's priorities and approach to work. Identifies and resolves technical, operational , risk management , business, and organizational challenges. Leads ... required. Primary roles include Management Reporting & Analysis, Financial Risk Management (FRM), Financial Reporting, and accounting controls and… more