- SMBC (Charlotte, NC)
- …and compliant Supplier Management Program aligned with our Third Party Risk Management (TPRM) policy. This position involves managing strategic vendor ... for our new digital banking platform. **Role Objectives** + Lead a portfolio of critical and high- risk ...of complex relationships and accountability enforcement + Background in risk management , security solutions, or related programs… more
- TD Bank (Charlotte, NC)
- …detailed analysis of the P&L, ongoing competitive research and review of marketing/ risk management tactics + Ensures effective product policies and processes ... that are not directly managed + Solves or may lead others to solve complex problems; leads efforts or...Industry Codes of Conduct + Maintains a culture of risk management and control, supported by effective… more
- TD Bank (Charlotte, NC)
- …are in compliance and meet all regulatory requirements + Maintains a culture of risk management and control, supported by effective processes in alignment with ... Ensures employees are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with...+ 10+ years related experience required + Proven senior management leadership skills to lead a team… more
- TD Bank (Charlotte, NC)
- …& processes that are used to generate risk measurement information used Liquidity Risk Management + Supports ongoing reviews with 1B, 2nd line and 3rd line ... at senior levels + Works independently as the senior lead and guides others within area of expertise +...and assesses potential impacts + Maintains a culture of risk management and control, supported by effective… more
- USAA (Charlotte, NC)
- … Management processes and procedures. + Ensures objectives align with operational process, regulatory, risk and compliance goals to effectively contribute ... quality standards are established in accordance with internal practices, risk and compliance policies and procedures, and regulatory requirements...industry. + 3 or more years of direct team lead or management experience. + 4 years… more
- TD Bank (Raleigh, NC)
- …of business area, and could be characterized by low to moderate complexity/ risk + Establishes and nurtures Customer relationships by consistently displaying product ... save time and money, and exceed their needs + Utilizes Customer relationship management tools to proactively play a key role in customer assessments, proactively… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** Effectively manage overall operational and compliance risk related to SEC and Climate reporting ... and various state agencies. Prepare the quarterly earnings press release and management 's discussion and analysis. Respond to annual SEC comment letters by working… more
- Truist (Raleigh, NC)
- …(eg, financial services, healthcare). Experience working with audit and risk management processes. **Stakeholder Engagement & Communication:** Facilitate ... practices. Strong knowledge of regulatory and compliance requirements related to operational resilience, incident management , and monitoring. **Soft Skills &… more
- BrightView (Durham, NC)
- …+ Implement processes to improve customer experience. 8. Project Management + Lead or contribute to operational projects aimed at improving the business. + ... tracking, auditing, usage goals and preventative maintenance. 5. Safety, Compliance and Risk Management + Ensure that operations comply with industry regulations… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... is seeking a Principal Engineer for the Wealth Investment Management Technology (WIMT) Platform Engineering team to drive the...complex business and technical needs across multiple groups + Lead the strategy and resolution of highly complex and… more