- Scotiabank (New York, NY)
- … and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk ... changes throughout the development lifecycle and ensure adherence to risk & compliance guidelines + **Project Management ...day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk ,… more
- Wells Fargo (New York, NY)
- …focus + Excellent communication skills with proven ability to present complex financial, risk management and policy topics tailored to audiences of varying ... **About this role:** Wells Fargo is seeking a Data Management Senior Management to work within the...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- MUFG (New York, NY)
- …+ 6-8 years of experience in information technology, information security, and/or operational risk management , (includes operations, operational ... **QUALIFICATIONS** + Bachelor's degree or experience in auditing technology, engineering, risk management , computer science, information systems, or equivalent… more
- Citigroup (New York, NY)
- …Oversight for the following areas: + Business Risk Governance (incudes Issue Management and Oversight) + Operational and Processing Risk (includes ... Risk (includes Reg Change, Reg Implementation and Reg Reporting , and any BAU, ad-hoc, or escalated Reg interactions)...in the Financial Services industry, experience with Controls, Enterprise Risk Management , Risk Frameworks preferred… more
- TD Bank (New York, NY)
- …and business management where required + Maintains a culture of risk management and control, supported by effective processes and sound infrastructure ... the facilitation and/or implementation of action/remediation plans to address performance/ risk /governance issues **Employee/Team Accountabilities:** + Responsible for management… more
- Neuberger Berman (New York, NY)
- …wealth management , trust company, sales distribution and supervision, client reporting , fund governance, compliance, operations, risk , branch exams, etc. + ... strengths and weaknesses of internal controls, and recommend enhancement opportunities to mitigate risk + Evaluate the integrity of operational data and ensure… more
- American Express (New York, NY)
- …have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking ... consensus on solutions, and prioritize a backlog. + Strong knowledge and experience in risk management and control theory including the assessment of risk ,… more
- TD Bank (New York, NY)
- …all others + Interprets and applies TD Bank, NA's credit risk and operational risk management strategies within Workout + Builds and maintains productive ... more specific details for this role. **Line of Business:** Risk Management **Job Description:** **Depth & Scope:**...of Credit Managers and/or Analysts + Manages the credit operational risk of the Market while driving… more
- TD Bank (New York, NY)
- …and boards (eg, employee trading metrics, operational issues, and related reporting ). Provide the leadership team with relevant Management Information, ... complex regulatory remediation. + Familiarity with regulations and compliance strategies and risk management ; possesses and demonstrates expertise in the Global… more
- American Express (New York, NY)
- …**Introduction** The Global Risk & Compliance (GRC) Organization is an independent risk management function, led by the Chief Risk Officer, with ... Risk & Compliance creates and maintains the overall risk management framework, performs independent risk...Proven ability to influence across teams outside of direct reporting line + Superb communication skills to synthesize key… more