- CIBC (NY)
- …Collaboration, Business Continuity Management (BCM), Operational Efficiency, Reporting and Analysis, Researching, Risk Management and Mitigation ... BCM program in the delivery of effective BCM planning, risk monitoring and mitigation. Reporting to the...business continuity management experience, including understanding of risk management principles + **Knowledge of Capital… more
- Scotiabank (New York, NY)
- … and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk ... changes throughout the development lifecycle and ensure adherence to risk & compliance guidelines + **Project Management ...day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk ,… more
- TD Bank (New York, NY)
- …First Line surveillance and business conduct reviews. + Compile Electronic Trading management reporting on trade capture metrics, regulatory scorecards, policy ... is responsible to provide the leadership team with information, reporting and support to ensure Trading operational ...regulatory guidelines is effective. This position also works with management / control function partners (eg Risk ,… more
- Citigroup (Getzville, NY)
- …Data Lineage, Data Management , Data Quality, Internal Controls, Management Reporting , Program Management , Risk Management . **Other Relevant ... project deliverables, and contributes to identifying solutions for business reporting issues + Appropriately assess risk when...management + Strong attention to detail in supporting management reporting with clear and concise data… more
- Coinbase (Albany, NY)
- …years of progressive experience in Internal Audit, External Audit, ICFR/SOX Compliance, SOC Reporting , IT Audit, Finance, Risk Management , or related fields, ... is to objectively evaluate and audit the effectiveness of governance, compliance, risk management , and control process. The in-house Coinbase Internal Audit… more
- MUFG (New York, NY)
- … risk management and governance stakeholders (eg, BURM / BURCO, Risk [ Operational , Strategic], Audit, policy working groups, etc.) and external regulators ... our recruitment team will provide more details. **Role Summary:** Reporting directly to the Americas Regional Chief Human Resources...or Supervision:** The role will have oversight for the risk management and governance functions within the… more
- TD Bank (New York, NY)
- …+ Knowledge of current and emerging competitor and market trends + Knowledge of risk management environment, standards and regulations + Skill in mentoring and ... a cross functional process analyst, conduct research, analysis and reporting on a range of operational and... or broader audiences + Maintains a culture of risk management and control, supported by effective… more
- Neuberger Berman (New York, NY)
- …wealth management , trust company, sales distribution and supervision, client reporting , fund governance, compliance, operations, risk , branch exams, etc. + ... strengths and weaknesses of internal controls, and recommend enhancement opportunities to mitigate risk + Evaluate the integrity of operational data and ensure… more
- TD Bank (New York, NY)
- …and boards (eg, employee trading metrics, operational issues, and related reporting ). Provide the leadership team with relevant Management Information, ... complex regulatory remediation. + Familiarity with regulations and compliance strategies and risk management ; possesses and demonstrates expertise in the Global… more
- Wells Fargo (New York, NY)
- …guidance to others across budgeting, forecasting, infrastructure planning, compliance, and operational risk efforts **Required Qualifications:** + 7+ years of ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more