- Citigroup (New York, NY)
- …peer teams to deliver on the teams objectives + Drive administrative, operational , reporting and quality improvements through partnership with internal teams ... administrative duties in conjunction with the team, including financial, staffing, quality, risk and regulatory matters + Execute vendor management activities,… more
- TD Bank (New York, NY)
- …+ Effectively communicates relevant/meaningful recommendations on a range of finance management issues or related operational processes to all levels ... and assesses potential impacts + Maintains a culture of risk based management and control, supported by...Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with… more
- Citigroup (Getzville, NY)
- …Planning, Crisis Management , Data Analysis, Microsoft Excel, Regulatory Work, Risk Management , Third Party Management . **Anticipated Posting Close ... that includinges: Assessment, Planning, Testing, Maintenance, Quality Review, Crisis Management , Training, Awareness, Communications, Monitoring and Reporting . +… more
- TD Bank (New York, NY)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... experience + Knowledge of financial institution laws/regulations, strategies and risk management /compliance programs + Possesses and demonstrates expertise… more
- Humana (Albany, NY)
- …demonstrate strategic, progressive thinking with a keen eye for improving business process and risk management and must be agile and comfortable in working in a ... Audit. The Director Internal Audit will develop and lead risk based operational audits and consulting projects...management of significant risks or exposures + Communicate risk management , governance and control issues, opportunities… more
- Marex (New York, NY)
- …SEC, FINRA, MSRB, and other regulatory rules and regulations. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... as require. + To escalate risk events immediately. + To provide input to risk management processes, as required. The Company may require you to carry out… more
- Guardian Life (New York, NY)
- …Finance and Underwriting on pricing strategies and renewal positioning. + Provide regular reporting on revenue forecasts, client risk and service metrics. + ... As Head of Client Management (HCM), you will lead the strategic direction...and improve processes to enhance the client experience and operational effectiveness. + Partner with Sales leaders to identify… more
- Citigroup (New York, NY)
- …to service clients with local and cross-border interests and provide integrated reporting and management . Services is a highly innovative organization with ... or through others + Continuously review processes and drive operational efficiency. + Ensure a robust risk ... & Control and ICRM Sanctions partners to ensure management self-assessments, corrective action plans, and other Risk… more
- TD Bank (New York, NY)
- … reporting mechanisms are established and implemented + Provides operational leadership for the effective management of organization-wide programming, ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment… more
- TD Bank (New York, NY)
- …partners, executive leadership, and external regulators + Collaborates with Finance, Risk Management , Business Partners, and Regulatory Teams to support ... the documentation, productions, and submission of internal and regulatory reporting packages + Contributes to various operational ...and assess potential impacts + Maintain a culture of risk management and control, supported by effective… more
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