- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining ... risk manage the business. . Oversees and evolves risk reporting processes to enhance the accuracy...of risk information. . Ensures the business risk management practices comply with regulatory requirements… more
- City of New York (New York, NY)
- …of audit recommendations stemming from external and internal audits. The Counsel for Audit, Risk Management and Compliance, reporting to the Deputy Director ... This position is based in the Mayor's Office of Risk Management and Compliance (MoRMC), which was...Eric Adams to assist City agencies in assessing their operational , financial and compliance risks, eliminating and preventing waste… more
- Sumitomo Pharma (Albany, NY)
- …and aggregate periodic safety reporting , signal generation, safety evaluation and risk management and mitigation strategies. The base salary range for this ... event coding, concomitant medication coding, and causality statements. + Contributes to Risk Management Plans (RMPs)/ Risk Evaluation and Mitigation Strategy… more
- JPMorgan Chase (New York, NY)
- …You will join a team of seasoned Compliance Conduct and Operational Risk (CCOR) professionals supporting JP Morgan's Asset Management business on a ... your expertise to JPMorganChase (the firm). As part of Risk Management and Compliance, you are at...program design and operation under Rule 38a-1, including testing, reporting , and documentation. + Prepare and present Board-facing reports… more
- SMBC (New York, NY)
- … Risk Management Coordination Team plays a pivotal role in operational coordination and facilitation of risk oversight processes across SMBC entities. ... affiliates, Head Office, and regulatory bodies. - Collaborate effectively with internal risk management colleagues and leadership. - Apply strong analytical… more
- Citigroup (Getzville, NY)
- Operational Risk Management (ORM) is...+ Control objectives and standards + Operational risk and control assessments and reporting + Strategic ... expectations in terms of the quantity and quality of operational risk management . + **Data...Assessment. **Other Relevant Skills** Data Analysis, Laws and Regulations, Management Reporting , Referral and Escalation, Risk… more
- TD Bank (New York, NY)
- …and/or + 5+ years relevant experience + Proficient knowledge of risk management , programs, policies, practices & reporting for business supported and/or area ... more specific details for this role. **Line of Business:** Risk Management **Job Description:** The **Senior Group... risk measurement activities by acquiring, analyzing and reporting business operational or relevant loss data… more
- Grant Thornton (New York, NY)
- As a Process Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by helping them understand their business risks, and ... assist in addressing risk in both proactive...achieve more, confidently. Your day-to-day may include: + Review operational , financial, and technology processes to provide clients with… more
- Citigroup (Getzville, NY)
- Operational Risk Management (ORM) is...+ Control objectives and standards + Operational risk and control assessments and reporting + Strategic ... expectations in terms of the quantity and quality of operational risk management . + Subject...risk and control related to technology, data, and/or reporting risk . + Track record of managing… more
- Citigroup (Getzville, NY)
- Operational Risk Management (ORM) is...+ Control objectives and standards + Operational risk and control assessments and reporting + Strategic ... **Experience:** 7-10 years of direct experience in a non-financial risk (data, technology, or reporting risk...expectations in terms of the quantity and quality of operational risk management . + **Data… more
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