- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in rendering advice… more
- BMO Financial Group (New York, NY)
- …impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with regulatory agencies. Additionally, the ... maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and… more
- BMO Financial Group (New York, NY)
- …stakeholders on the development of efficient governance structures inclusive of risk management frameworks. The CM Governance Specialist role will operationalize and ... sustain the frameworks to monitor performance and risk while maintaining a clear accountability structure across bank stakeholders. **Key Responsibilities:**… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... developing and implementing quantitative models and tools for equity risk management, trading, and pricing with focus on areas...Sales and Trading partners as a front office quant manager + Master's or higher degree or equivalent in… more
- TD Bank (New York, NY)
- …Sales teams and Desk Heads / Supervisors. + Understanding of key non-financial risk (eg, market, credit, operational ) concepts, controls and applicability to ... oversight of employee conduct and of market, credit, underwriting, and operational risks. Specifically, GMS facilitates a sustainable First Line Supervision… more
- M&T Bank (Buffalo, NY)
- …the commitment/closing process for new investments by assisting the Operations & Risk Manager with closing tasks such as validating documentation, conducting ... **Overview:** Responsible for providing overall operational support with the management and oversight of...Tax, and Sustainability) + Function as the Operations & Risk Manager 's surrogate with respect to the… more
- Cushman & Wakefield (New York, NY)
- …control, capital planning and oversight of the daily management and operational activities associated with the portfolio. **Job Description** **ESSENTIAL FUNCTIONS ... commitments are satisfied * Ensure customer focus within all areas of operational activities and maintenance of effective relationships with key client contacts *… more
- Bank of America (New York, NY)
- …degree or substantially equivalent business experience required + General knowledge of operational processing and risk control skills including the ability to ... impact. Join us! **Job Description:** This job is responsible for providing operational support for securities, loans, exchange traded derivatives and over the… more
- Neuberger Berman (New York, NY)
- …of processes that mitigate/minimize control risks. + Partner with Compliance and Operational Risk teams to measure, assess, and improve operational ... delivery quality across the client value chain - design and implement operational improvements where applicable. **Compliance & Risk Management:** +… more
- Citizens (Tarrytown, NY)
- …of those plans efficiently and timely + Ensure proactive ongoing assessment of our operational risk environment + Develop and implement strategies to mitigate ... account processing, settlements, and fee processing + Strong understanding of operational risk management and internal control frameworks + Demonstrated… more