- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- PNC (New York, NY)
- …on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Responsibilities Demonstrated knowledge of Fraud related risks and a ... attempting to defraud PNC and its customers Preferred Skills & Experience Audit, Risk or Compliance experience in Financial Institutions Audit / Assurance or … more
- New York Power Authority (Massena, NY)
- …NYPA's overall operations, including overseeing, monitoring, and evaluating the operational performance; directing the preparation of operating budgets and proposals ... systems, or other assets and resources; analyzing and approving operational investments that best meet the organization's business needs....and capital budgets, and other reports. + Conduct on-going risk analysis using key risk indicators and… more
- Citizens (Tarrytown, NY)
- …of those plans efficiently and timely + Ensure proactive ongoing assessment of our operational risk environment + Develop and implement strategies to mitigate ... account processing, settlements, and fee processing + Strong understanding of operational risk management and internal control frameworks + Demonstrated… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... but are not limited to: + Working with a manager to manage deals from initial screening to underwriting...Act of 1934 and FINRA Bylaws, Article III, Section 3 , which states that Associated Persons should not be… more
- BMO Financial Group (New York, NY)
- …impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with regulatory agencies. Additionally, the ... note that this is a hybrid work arrangement - 3 days in the office each week is the...maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... throughout the deal process + Interact with CLO issuers and asset manager clients, investors, rating agencies, legal counsel, and internally with syndicate and… more
- MUFG (New York, NY)
- …it. **Work Experience:** Essential: + Senior experience with Emerging Market FX and IR Risk Manager in Asian Currencies + Track record of generating trading ... currencies. We offer comprehensive trading services, as well as bespoke Foreign Exchange risk management solutions for a wide variety of situations. We focus on… more
- TD Bank (Newburgh, NY)
- …of business area, and could be characterized by low to moderate complexity/ risk + Establishes and nurtures Customer relationships by consistently displaying product ... trust with educational content & tools, (2) providing consultative support, and ( 3 ) advocating for them with proactive insights & recommendations + Serves as… more
- Mount Sinai Health System (New York, NY)
- …Actual salaries depend on a variety of factors, including experience, education, and operational need. The salary range or contractual rate listed does not include ... care needs and applies critical thinking skills in patient care management. 3 . Integrates relevant assessment and intervention skills in the delivery of nursing… more