- SMBC (New York, NY)
- …of SMBC's Risk Management Department, which is the 2nd line of defense independent risk management function for the bank. As a Sustainability and Climate ... Engagement: Collaborate with internal teams, including credit risk , liquidity risk , operational risk , market risk , and sustainability team, to… more
- Scotiabank (New York, NY)
- …mindset. + Strong knowledge of risk management functions, specifically non-financial risk (eg, operational risk , RCSA, TPRM, data, model, IT/Cyber), ... Audit Manager , US Risk Management **Requisition ID:**...the 3rd Line of Defence, Internal Audit provides enterprise-wide, independent , and objective assurance over the design and operations… more
- S&P Global (New York, NY)
- …The In-Business Controls team within the Ratings division is dedicated to ensuring operational excellence and robust risk management. We pride ourselves on our ... the forefront of our operations. Our team values integrity, transparency, and a proactive risk & control support for the 1st Line, ensuring that we consistently meet… more
- US Bank (New York, NY)
- …risk management function is responsible for the management and control of counterparty risk at US Bank. The group provides independent review of counterparty ... Bank is seeking a Quantitative Analyst to provide oversight over clearing risk management and stress testing for derivatives counterparties and & secured financing… more
- Tradeweb (New York, NY)
- …policies and audit standards. + Collaborate with 1LoD functions (eg, Cybersecurity, Operational Risk , and business units) to review control frameworks and ... **Job Responsibilities** + Lead the planning and execution of independent 2LoD control testing to evaluate the design and...**Qualifications** + Minimum 7+ years of experience in enterprise risk , internal audit, or operational risk… more
- BMO Financial Group (New York, NY)
- …regulatory requirements. + Provides input into the planning and implementation of ongoing operational programs in support of the market risk framework. + ... navigate and mitigate risks within the market environment. Provides market risk oversight, monitoring, and reporting for equity derivative portfolios. Develops and… more
- Grant Thornton (New York, NY)
- …+ Experience assessing the design and operating effectiveness of enterprise or operational risk management programs, and/or entity-level and business process ... help you achieve more, confidently. Your day-to-day may include: + Review operational , financial, and administrative processes to assess risk , internal control,… more
- Ankura (New York, NY)
- …and mature their compliance programs, conduct program effectiveness reviews, and risk assessments, and perform compliance audits. We assist in-house and outside ... related to research. Our practice is often called upon to advise investors on operational and compliance matters during due diligence. We serve as the Independent… more
- NBC Universal (New York, NY)
- …completed during 2025. Job Summary We're looking for a proactive and knowledgeable Risk Manager to preserve the company's assets by identifying potential risks ... insured, transferred, or managed internally. You'll be the go-to expert on risk management, offering guidance across the business and working closely with teams… more
- Neuberger Berman (New York, NY)
- …firm's non-investment team (eg COO, CFO, GC/CCO, CTO) + Identify key areas of operational risk and ensure that the appropriate mitigating controls have been ... LLC:** Founded in 1939, Neuberger Berman is a private, independent , employee-owned investment manager . From offices in...of commingled fund of funds and customized portfolios. This Operational Due Diligence team member will play an integral… more