- American Express (New York, NY)
- …have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking ... the areas noted above. + Knowledge of and experience with enterprise / operational risk management processes including regulatory exam management / regulatory… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... is an interim non-exempt position. Successful completion and certification of the Branch Manager Readiness program is a pre-requisite to transition into a manager… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... a new compliance structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be strategic, tactical, collaborative and… more
- Neuberger Berman (New York, NY)
- …with Compliance, Risk , Product, and other control groups to ensure robust operational risk management and regulatory adherence + Lead or contribute to ... fields + Demonstrated expertise in process mapping, workflow documentation, and operational risk management + Strong analytical, quantitative, and… more
- Coinbase (Albany, NY)
- …Audit Execution & Oversight (Finance & Accounting):* Spearhead and execute comprehensive, risk -based operational audits of the finance and accounting functions. ... and fully supported. The Coinbase Internal Audit is an independent , third line function that reports directly to the...and present impactful audit reports on SOX, SOC, and operational audit findings, detailing clear findings, risk … more
- American Express (New York, NY)
- …responsible for building the technology risk management program and providing independent risk oversight to the technology, cyber security and data risks. ... an effective credible challenge. + Support the design of independent technology risk oversight program which defines...programs, including Risk and Control Self Assessments, operational risk event management, operational … more
- City National Bank (New York, NY)
- *GLOBAL TRADE SUPPLY** SALES MANAGER ** WHAT IS THE OPPORTUNITY? *The GTS Sales Manager in the Global Trade & Supply Chain Finance ("GTS") group is responsible ... appropriate/suitable strategies to clients. Manage transactions through sales and operational processes to ensure seamless execution for clients. Maintain ongoing… more
- AON (New York, NY)
- …As Manager , Protective Services, you will manage the day-to-day operational activities within your span of control, to include protective advances, emergency ... measures and adapt to changing threats. + Exercise sound independent judgment and an appropriate sense of urgency, as...Manager , Protective Services, you will manage the day-to-day operational activities within your span of control, to include… more
- American Express (New York, NY)
- …other Global Risk and Compliance colleagues, General Counsel Office, Operational Excellence, Independent Compliance Testing, Privacy, Internal Audit Group). ... policies while fostering a culture of integrity and effective second line independent Compliance oversight. This position will play a critical role within the… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... of compliance that will cascade throughout the organization. The Compliance Business Oversight Manager will serve as a key member of the second line of defense,… more