- Wells Fargo (Brooklyn, NY)
- …and products, as well as partners across the organization + Support the Branch manager in operational tasks and scheduling + Resolve issues related to daily ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...& Scope:** + Expected to exercise sound and expert independent professional judgment and discretion in interacting and communicating… more
- Wells Fargo (New York, NY)
- …low-to-medium risk tasks and deliverables + Receive direction from a manager and exercise independent judgment while developing understanding of compliance ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (New York, NY)
- …outcomes. + Receive direction from a manager and exercise independent judgment while developing knowledgeof compliance and risk management requirements ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Citigroup (New York, NY)
- …that clients adhere to prescribed risk parameters, working with In Business Risk , and independent Credit Risk management coverage + Proactively monitor ... Driving Revenue** + Act as a senior client relationship manager for the Futures, OTC Clearing and FX Prime...incremental growth + Escalate accordingly when faced with potential Operational and/or trading risk + Obtain and… more
- Neuberger Berman (New York, NY)
- …strengths and weaknesses of internal controls, and recommend enhancement opportunities to mitigate risk + Evaluate the integrity of operational data and ensure ... a spectrum of traditional and alternative asset classes and risk /return profiles. As an Internal Auditor, you will play...._ Founded in 1939, Neuberger Berman is a private, independent , employee-owned investment manager . From offices in… more
- PNC (New York, NY)
- …* Provide an independent and objective perspective * Ability to manage risk and think strategically * Gather, analyze and translate data into actionable insights ... the field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Are you interested in an opportunity to join a dynamic and… more
- Neuberger Berman (New York, NY)
- …of processes that mitigate/minimize control risks. + Partner with Compliance and Operational Risk teams to measure, assess, and improve operational ... across the client value chain - design and implement operational improvements where applicable. **Compliance & Risk ...._ Founded in 1939, Neuberger Berman is a private, independent , employee-owned investment manager . From offices in… more
- Guthrie (Binghamton, NY)
- …Clinical Manager / Director consistent with strategic, fiscal, and operational goals/targets. Functions as the clinical & operating resource with designated ... hours of accountability exercising independent judgment. Fosters change, and teamwork. Performs clinical duties...risk management concerns. Acts on behalf of Clinical Manager / Director in his/her absence, attending meetings and… more
- Citigroup (New York, NY)
- …matters of Employment & HR. This role has authority to negotiate and make independent decisions on issues / activities that have critical impact or influence on the ... company. This role is not a manager . **Responsibilities:** + Ensure compliance with employment laws and...policies, practices, and compliance initiatives while identifying areas of risk + A recognized subject matter expert who substantially… more