- TD Bank (Charlotte, NC)
- …(US) - Risk Profiles' is responsible for performing and documenting independent risk assessments of the first line Consumer Banking segments, including ... **Preferred Qualifications:** + Internal audit experience + Experience with comprehensive operational risk assessments + Enterprise risk management… more
- Wells Fargo (Charlotte, NC)
- …influences front-line business groups and functions through assessment and mitigation of operational risk across Wells Fargo. Program participants can work ... exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area + Collaborate and consult with… more
- Truist (Charlotte, NC)
- …and execution of Risk Program requirements. 5. Interface with the Business Unit Risk Manager (BURM) staff as needed (eg, collaborating on special projects, ... role for the Consumer & Small Business Banking (CSBB) Business Unit Chief Risk Officers (BUCRO) with oversight responsibility for Branch Banking and Premier Banking.… more
- Bank of America (Charlotte, NC)
- …are appropriately addressed + Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk ... Global Financial Crimes Manager - Metrics & Model Ownership Charlotte, North...substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Brokerage Relationship Manager to join our Independent Advisor Group as part of Wealth & Investment ... to communicate trends and workable solutions + Provide recommendations to determine operational needs and exercise independent judgment to manage relationships +… more
- PNC (Charlotte, NC)
- …contribute to the company's success. We are seeking an energetic, initiative-taking Audit Manager Sr with Audit and/or Risk Management experience, to join ... * Provide an independent and objective perspective. * Ability to manage risk and think strategically. * Encourage, motivate, and guide individuals or teams in… more
- Wells Fargo (Leland, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... is an interim non-exempt position. Successful completion and certification of the Branch Manager Readiness program is a pre-requisite to transition into a manager… more
- TD Bank (Charlotte, NC)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... a new compliance structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be strategic, tactical, collaborative and… more
- Coinbase (Charlotte, NC)
- …Audit Execution & Oversight (Finance & Accounting):* Spearhead and execute comprehensive, risk -based operational audits of the finance and accounting functions. ... and fully supported. The Coinbase Internal Audit is an independent , third line function that reports directly to the...and present impactful audit reports on SOX, SOC, and operational audit findings, detailing clear findings, risk … more
- PNC (Raleigh, NC)
- …* Provide an independent and objective perspective * Ability to manage risk and think strategically * Encourage, motivate, and guide individuals or teams in ... to contribute to the company's success. As an Audit Manager Sr, you will be within PNC's Internal Audit...Audit department is composed of industry leaders who provide independent , objective assurance and consulting services designed to add… more