- Wells Fargo (Los Angeles, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), which includes effectively following and adhering to ... and Credit Solutions group within BL&T is seeking a Manager of Wealth Custom Lending to lead a team...best practices that encourage innovative client solutions and robust risk controls. + Identify and act on opportunities to… more
- Wells Fargo (La Verne, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), which includes effectively following and adhering to ... to leverage partners and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial advisors to understand… more
- Raymond James Financial, Inc. (Sacramento, CA)
- …future._** We are seeking a detail-oriented professional with hands-on experience in regulatory reporting, specifically with **CAT** and **CAIS** , to support our ... the following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in… more
- Bank of America (Walnut Creek, CA)
- …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... focused on customer experience and relationships, digital capabilities, and operational excellence. Key responsibilities include having leader oversight and… more
- Wells Fargo (Alameda, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), which includes effectively following and adhering to ... as partners across the organization + Support the Branch manager in operational tasks and scheduling +...recruiting + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Motivate others to… more
- Wells Fargo (Hawthorne, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), which includes effectively following and adhering to ... stakeholders, including customers + Act as the primary relationship manager for a portfolio of small business customers with...to customers + Serve as a leader in managing risk ; understand and manage risks in the business, adhere… more
- SLAC National Accelerator Laboratory (Menlo Park, CA)
- …of assurance system changes. + Coordinate with CACM Director and Enterprise Risk Management System (ERMS) program manager on the Laboratory's enterprise ... CM and QA programs are designed to enable outstanding science and operational excellence, while ensuring compliance with SLAC prime contract requirements with the… more
- Southern California Edison (Alhambra, CA)
- …requirements, performs gap analysis, and identifies strategies for controls and risk mitigation. Identifies significant regulatory challenges and commercial ... job, you'll lead and manage Security and Compliance for Information Technology (IT)/ Operational Technology (OT) high impact programs and projects for determining and… more
- City National Bank (Los Angeles, CA)
- …not limited to: FFIEC, OCC, FINRA, Federal Reserve * Provides backup for Manager Operational Resilience WHAT DO YOU NEED TO SUCCEED? *Required Qualifications** ... THE OPPORTUNITY? The Crisis Management Supervisor reports to the Manager of Operational Resiliency in the First...* Ongoing subject matter expertise on all Crisis Management regulatory requirements, defining threats, and risk scenarios… more
- Providence (CA)
- …complex, high- risk regulatory matters that impact reputational risk . ** Operational Leader:** + Oversee Patient Financial Counseling functions, including ... Change in Healthcare Revenue Cycle!** Do you excel in navigating complex regulatory landscapes and driving transformational change within the Revenue Cycle? If so,… more