- TD Bank (New York, NY)
- …support all TDS businesses globally in adherence to regulatory requirements, managing risk and having effective operational controls in place for models and ... controls and ensure business activities remain within TD Bank's risk appetite and comply with external regulatory ...of the key accountabilities of the role, the Senior Manager will: + Design and implement first line governance… more
- M&T Bank (Buffalo, NY)
- …the risk analytics field. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards and policies. + ... **Overview:** The Segment Risk Manager will have a specific...risk and controls, collaborating with business partners and risk units on compliance and regulatory issues,… more
- Amazon (New York, NY)
- …program - tracking, training, renewal, auditing, and coordination with stakeholders to reduce regulatory risk and maintain operational readiness. US and ... Operational Excellence (OpEx) is looking for a Program Manager (PM) to drive continuous improvement EHS projects. If...history. We are seeking a dedicated and knowledgeable Compliance Manager to oversee and manage regulatory challenges,… more
- SMBC (New York, NY)
- …procedures to ensure consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation of ... the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit, and Technology. The Regulatory...regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory… more
- TD Bank (New York, NY)
- …manage the control framework around HR processes for TDS HR to ensure operational effectiveness and regulatory adherence. The day accountabilities would entail: ... TD Securities **Job Description:** The TD Securities, Employee Relations Director, Regulatory and Controls is responsible for leading the oversight and management… more
- New York State Civil Service (Albany, NY)
- …and Counterparty Managero Market, Liquidity and Asset Liability Management Risk Manager * Project Management Institute: Portfolio Management ... of Title Surveillance Operations Analyst (Financial Services Specialist 2 ( Risk ), SG-23) Occupational Category Financial, Accounting, Auditing Salary Grade 23… more
- TD Bank (New York, NY)
- … risk assessments for approvals + Assist in the investigation of e-trading related Operational Risk Events + Work with you Supervisors on a day-to-day basis ... as Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions + Contributing metrics to Conduct Risk Committees and Vice Chair/EMD… more
- ASM Global (New York, NY)
- …This role oversees the development and execution of an enterprise-wide risk management framework that addresses operational , safety, financial, compliance, ... risks related to talent, staging, pyrotechnics, weather, and other operational hazards. 3. Insurance & Contractual Risk ...ensure timely and accurate resolution of all claims. 5. Regulatory & Compliance Oversight + Monitor and ensure compliance… more
- M&T Bank (Buffalo, NY)
- …Corporate Compliance Portfolio Managers. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards and ... **Overview:** The Business Risk Manager will perform first line...business, Credit and Finance to ensure compliance with critical regulatory requirements and achieve organization-wide risk management… more
- M&T Bank (Buffalo, NY)
- …increase efficacy of oversight activities. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards and ... Oversight Analyst will support, and report, to the Segment Risk Manager responsible for oversight of interest...analysis, risk reporting, risk identification, risk policies and governance and regulatory compliance.… more
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