- New York State Civil Service (Albany, NY)
- …BSA and AML Compliance; ABA Certificate in Fraud Compliance; Certified Regulatory Compliance Manager * Demonstrated experience with virtual currencyAppointment ... No Agency Financial Services, Department of Title Virtual Currency Financial Crimes Risk Associate (Financial Services Specialist 4 (Financial Crime Risk )),… more
- Mizuho Corporate Bank (New York, NY)
- DORA Program Manager and Integrated Testing - Operational Resilience Americas DepartmentThe Americas Operational Resilience Department enables the bank to ... risk and enabling Mizuho to meet growing business expectations and regulatory requirements. Operational Resilience Practitioner As part of Mizuho Americas'… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Senior Manager , US Liquidity Management Deposit Product Solutions, Global..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory … more
- American Express (New York, NY)
- …expectations. + Conduct independent control monitoring and compile insights on key operational risk trends, activities, and emerging issues. + Proactively ... a structured and transparent approach to inherent and residual risk management. We are seeking a ** Manager **...themes. **Minimum Qualifications:** + 3 years of experience in operational risk management, internal audit, or related… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Reporting: With the Head of Surveillance ... The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global..., ensure that the Bank operates within the compliance risk appetite and that operational risk… more
- Bank of America (New York, NY)
- …potential issues in meeting regulatory requirements or those causing increased operational risk ; + Advise and/or communicate with senior leaders on areas ... crimes customer due diligence (CDD), risk management, AML compliance, regulatory compliance, operational risk management, business risk… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), which includes effectively following and adhering to ... to oversee operational /support practices and coach on operational risk **Required Qualifications:** + 4+ years...model + Knowledge and understanding of branch exams and regulatory requirements from an operational support perspective… more
- Heritage Financial Credit Union (Middletown, NY)
- …such as CIA, CPA, or CISA, and bring deep knowledge of internal controls, risk management, and regulatory requirements? Have you partnered with external agencies ... Sr. Manager of Internal Audit - Middletown, NY Middletown,...such plays a critical role in assessing the organization's risk landscape, ensuring compliance with regulatory requirements,… more
- Bank of America (New York, NY)
- …executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or ... independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior Leaders + Monitors… more
- Bank of America (New York, NY)
- …executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or ... independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior Leaders + Monitors… more