- Bank of America (New York, NY)
- …executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or ... independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior Leaders + Monitors… more
- Bank of America (New York, NY)
- …groups as needed, including Middle Office, Sales and Trading, Technology, Compliance, Operational Risk , and Enterprise Capital Management to ensure effective ... purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture… more
- JPMorgan Chase (New York, NY)
- …assessments in partnership with Control management and Business teams as needed (Ex. Operational Risk Summaries, Regulatory Topic assessment, Residual ... team is at the forefront of AI governance and operational risk management, driving the development and...to manage the control environment, while ensuring successful Compliance/Op Risk tests and Audits, and Regulatory exams… more
- TD Bank (New York, NY)
- …and initiatives + Understands risk identification, risk analysis, and risk mitigation according to regulatory requirements and best business practices + ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- Bank of America (New York, NY)
- …executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or ... independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior Leaders + Monitors… more
- TD Bank (New York, NY)
- … requirements and assisting business units to manage their regulatory risk . The Surveillance Quality Assurance Manager will work with the Director ... manipulation, marking the open/close/auctions, and collusion). + Strong understanding of operational risk , and control testing requirements. + Experience in… more
- CIBC (New York, NY)
- …independently conduct control testing, providing assessment, consulting, and reporting on operational risk and controls involving people, technology, processes ... posture that is aligned with the industry peers, regulatory requirements and CIBC's risk appetite. +...management function across all lines of defense, inclusive of Operational Risk Management, Internal Audit, Enterprise counterparts,… more
- TD Bank (New York, NY)
- …significant and/or highly complex, and diverse audit team for an area of significant risk , complexity or scope + People Manager role that generally manages a ... this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals and oversees, plans and… more
- TD Bank (New York, NY)
- …mandates in alignment to risk & control best practices and with operational excellence. Reporting to the Senior Group Manager , Finance & Operations, the ... TD Global Corporate Citizenship **Job Description:** The Corporate Citizenship Manager manages/leads the development and/or execution of community / environment… more
- JPMorgan Chase (New York, NY)
- …with functional leads to identify risks and perform ongoing monitoring of the operational risk and control environment. **Job Responsibilities:** + Assess ... risk and control environment, ensuring robust governance and risk management systems. As a Control Manager ...identify operational risks. + Develop and maintain operational risk policies and procedures. + Monitor… more