- Bank of America (Plano, TX)
- …control effectiveness, which enables early risk detection and the mitigation of operational risk . As a center of excellence, EIT conducts independent testing ... tracking to completion. * Enhancing ongoing monitoring and related risk management capabilities. * Support model-related regulatory ...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Wells Fargo (Harlingen, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), which includes effectively following and adhering to ... to leverage partners and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial advisors to understand… more
- Bank of America (Plano, TX)
- …employees who develop strategies and drive analytics to understand portfolio risk , increase profitability, and optimize operational performance. Key ... and portfolio trends to understand product performance and improve portfolio risk , profitability, performance forecasting, and operational performance + Coaches… more
- Raymond James Financial, Inc. (Austin, TX)
- …future._** We are seeking a detail-oriented professional with hands-on experience in regulatory reporting, specifically with **CAT** and **CAIS** , to support our ... the following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in… more
- Truist (Dallas, TX)
- …adoption of observability and monitoring best practices. Strong knowledge of regulatory and compliance requirements related to operational resilience, incident ... Excellent communication and leadership abilities, fostering collaboration across engineering, risk , and business teams. **Compliance and Regulatory Knowledge:**… more
- Wells Fargo (Plano, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), which includes effectively following and adhering to ... as partners across the organization + Support the Branch manager in operational tasks and scheduling +...recruiting + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Motivate others to… more
- Wells Fargo (Southlake, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), which includes effectively following and adhering to ... stakeholders, including customers + Act as the primary relationship manager for a portfolio of small business customers with...to customers + Serve as a leader in managing risk ; understand and manage risks in the business, adhere… more
- Charles Schwab (Westlake, TX)
- …performing internal audits and their associated team members, among a complex operational and regulatory environment. + Knowledge and experience in control ... risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to...and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls team, the Senior… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), which includes effectively following and adhering to ... and recommending opportunities for process improvement, compliance, quality assurance, and risk management + Collaborate and consult with Auto Remarketing Manager… more
- Bank of America (Plano, TX)
- …metrics, reporting facts of the investigation to assist in identifying potential operational or compliance risks, and completing Suspicious Activity Reports (SAR) in ... to regulators and/or law enforcement. This role may partner with GFCC Risk Management, front line units or other stakeholders to resolve investigations. This… more