- SMBC (New York, NY)
- …management to the Office of the CEO corporate functional areas, including operational risk identification, assessment, monitoring and mitigation, in compliance ... The SMBC Americas Division Office of the CEO Control Officer is a change agent and risk ...Skills** + Minimum of 7-10 years of experience in operational risk management, compliance, audit, or other… more
- Scotiabank (New York, NY)
- …listening skills. Critical and strategic thinking. + Concern and regard for managing operational and enterprise risk . + Demonstrated experience of meeting or ... Associate Director, Treasury Management Officer , Global Transaction Banking - New York **Requisition ID:** 231691 **Salary Range:** 117,400.00 - 224,700.00 _Please… more
- CUNY (New York, NY)
- Deputy Chief Technology Officer , CUNY Network Services **POSITION DETAILS** The Office of Computing and Information Services (CIS) at the City University of New York ... operations across CUNY's 26 colleges. Lastly, CIS provides strategic and operational IT leadership with respect to the maintenance, enhancement, and expansion… more
- City of New York (New York, NY)
- …Mayor Adams has served the people of New York City as an NYPD officer , state senator, and Brooklyn borough president. The Adams' administration is leading the fight ... City's efforts to address policy matters across the five boroughs, coordinate operational efforts across the City's public agencies, improve access to services for… more
- Pioneer Bank (Albany, NY)
- TITLE: Cash Management & Payment Systems Officer LOCATION: Headquarters REPORTS TO: Vice President - Bank Operations CLASSIFICATION: Full Time, Exempt PAY GRADE: EX ... 8:30am-5:00pm Position Summary: The Cash Management and Payment Systems Officer is responsible for oversight of all daily functions/tasks...are completed on a daily basis. + Collaborates with Risk Management (BSA and Compliance) in matters as they… more
- KeyBank (NY)
- …institution laws and regulations, as applicable. + Collaborate with the Chief AML Officer , Financial Crimes Risk Management Directors, and other stakeholders on ... Crimes Anti-Money Laundering (AML) and Office of Foreign Assets Control (OFAC) Risk Assessments and related processes, procedures, and controls. Work closely with… more
- Raymond James Financial, Inc. (New York, NY)
- …the Vice President, Sanctions Officer , you will be the strategic and operational lead for the firm's global sanctions compliance program. Reporting to the Chief ... AML Officer , you'll be responsible for ensuring adherence to OFAC...to OFAC and international sanctions regulations and driving proactive risk -based initiatives to protect the firm from legal, regulatory,… more
- M&T Bank (Ballston Lake, NY)
- … in providing required reporting as needed. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards ... and resolution to questions and concerns. Provide general sales, marketing and operational support for assigned mortgage originator. Adhere to the requirements of… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and ... and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for the Company and supports… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... to prevent violations of law, rule, or regulation and design and delivery of a risk management framework that maintains risk levels within the firm's risk … more