- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . + Champions a ... Associate Director (Vice President) Risk Solutions Group, Global Banking & Markets **Requisition...Side Group. A VP in DPG is a Coverage Officer responsible for primary client coverage, marketing, structuring, and… more
- Scotiabank (New York, NY)
- Managing Director & Chief Legal Officer , US **Requisition ID:** 244219 **Salary Range:** 254,600.00 - 423,400.00 _Please note that the Salary Range shown is a ... results, in an inclusive and high-performing culture. **Managing Director, Chief Legal Officer , US Global Banking & Markets** **_Purpose_** The Chief Legal … more
- HUB International (New York, NY)
- …senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to ... Wealth** will be responsible for assisting the Global/Executive Chief Compliance and Risk Officer in implementing, updating, and maintaining SEC investment… more
- City of New York (New York, NY)
- …major operational areas. The Office of the Chief Administrative Officer (CAO) oversees the Authority's support services portfolio, including Supply Management & ... Center, and General Services. The Office of the CAO seeks a Chief Information Officer (CIO) to join its senior leadership team. Reporting directly to the Chief… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD ... Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates… more
- Ballston Spa National Bank (Ballston Spa, NY)
- …Bank (BSNB) is looking to hire a dynamic and experienced Chief Operating Officer to lead and direct operational units including Customer Support Operations, ... a key role in developing strategic initiatives. CHIEF OPERATING OFFICER - As a member of the senior leadership...Manage complex technical and business activities that have high operational , reputational, and financial risk in various… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Citigroup (Queens, NY)
- **Job Title:** Hedge Fund and Private Credit Investment Officer (Senior Vice President) The US Pensions Investment ("USPI") team is the investment management team ... Overview** The primary responsibility of the Hedge Fund and Private Credit Investment Officer will be the strategic oversight and meticulous management of the US DB… more
- SMBC (New York, NY)
- …to ensure consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation of processes to ... (SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit, and Technology. The Regulatory Governance team collaborates with… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing ... and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance...working with regional teams across the globe. This Compliance Officer will also support other aspects of the Core… more