- Citigroup (Getzville, NY)
- …standards **Qualifications** : + Minimum of 5-8 years of experience in operational risk management, compliance, audit, or other control-related functions in ... + Management Policy, Standards and Procedures + Develop standardized risk and controls reporting to ensure sound,...Procedures + Develop standardized risk and controls reporting to ensure sound, reliable, and consistent information exists… more
- Citigroup (Getzville, NY)
- …maintain these standards **Qualifications** : + 10+ years of experience in operational risk management, compliance, audit, or other control-related functions in ... Standards and Procedures + Manage the development and implementation of standardized risk and controls reporting to ensure sound, reliable, and consistent… more
- Citigroup (New York, NY)
- …processes, and remediation efforts. + Strong understanding of financial crime risk typologies, suspicious activity reporting (SAR) processes, and sanctions ... Debate, Data Governance, Data Management, Data Quality, Internal Controls, Management Reporting , Policy and Procedure, Program Management, Risk Controls and… more
- Wells Fargo (New York, NY)
- …for internal presentations. + Help maintain data integrity and accuracy in capital and risk reporting processes. + Contribute to the development and testing of ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Citigroup (Getzville, NY)
- …maintain these standards **Qualifications** : + 15+ years of experience in operational risk management, compliance, audit, or other control-related functions in ... Thinking, Communication, Constructive Debate, Controls Lifecycle, Issue Management, Management Reporting , Policy and Procedure, Risk Management, Root Cause… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... position is responsible for managing the production of P&L reporting and analysis, monthly balance sheet substantiation, reporting...and/ or your supervisor as required. + To escalate risk events immediately. + o provide input to … more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... of Role: The US Compensation Controller will ensure consistent reporting of employee expenses across the group. The role...and/ or your supervisor as required + To escalate risk events immediately + To provide input to … more
- Citigroup (Getzville, NY)
- …maintain these standards **Qualifications** : + 10+ years of experience in operational risk management, compliance, audit, or other control-related functions in ... Thinking, Communication, Constructive Debate, Controls Lifecycle, Issue Management, Management Reporting , Policy and Procedure, Risk Management, Root Cause… more
- TD Bank (New York, NY)
- …- ICFR SOX Testing is to carry out a testing of design and operational effectiveness of SOX/Internal controls over Financial Reporting and review testing ... - ICFR SOX Testing is to carry out a testing of design and operational effectiveness of SOX/Internal controls over Financial Reporting and review testing… more
- TD Bank (New York, NY)
- …Products & Services offers a full spectrum of payment processing, information reporting , risk management and short-term investment solutions. Within the ... complex, and diverse business management function for an area of significant risk , complexity or scope usually involving medium to long term planning, ensuring… more