- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... (US) team is responsible for providing independent quality assurance of compliance risk through the execution of reviews. These reviews assess whether Risk… more
- Citigroup (New York, NY)
- …role will involve active engagement in optimizing technology and enhancing operational efficiencies across the business. **Responsibilities:** + **Credit Analysis & ... Risk Assessment:** Proactively assess credit risk and...applying sound ethical judgment; and transparently escalating, managing, and reporting control issues. + **Credit Underwriting:** Collaborate with bankers… more
- St. George's University (Great River, NY)
- …Aid Compliance, Operations and Training provides senior-level leadership for the operational , compliance, audit, and training functions within the Office of ... and institutional financial aid programs, as well as student enrollment reporting processes, are administered with integrity, efficiency, and regulatory compliance.… more
- BMO Financial Group (New York, NY)
- …impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with regulatory agencies. Additionally, the ... maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and… more
- University of Rochester (Pittsford, NY)
- …considerations._ **Responsibilities:** GENERAL SUMMARY Supports activity related to reporting endowment investment balances (the University's largest asset). Works ... investment office leadership and staff, the University's budget and financial reporting offices as well as external consultants, custodians, auditors and investment… more
- Deloitte (New York, NY)
- …with wholesale/retail credit models (ie PD/LGD/ALLL), interest rate risk , counterparty credit risk , and/or operational risk models is a plus + Experience ... the understanding and application of technical accounting standards, financial reporting , valuation techniques and methodologies for derivatives, financial instruments,… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... and clearing systems and their associated client applications, as well as overnight risk calculation systems and the business systems used by control and support… more
- Citigroup (New York, NY)
- …align with incremental growth + Escalate accordingly when faced with potential Operational and/or trading risk + Obtain and maintain all registrations/licenses ... driving client efficiency from both a returns and an operational perspective. The Relationship Salesperson should fully understand the...of defense to ensure that clients adhere to prescribed risk parameters, working with In Business Risk ,… more
- Bank of America (New York, NY)
- …executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or ... (FLUs) and Control Functions (CFs) to complete compliance, policy, operational /fraud risk management requirements. **Responsibilities:** + Aggregates, analyzes,… more
- American Express (New York, NY)
- …process improvement, or project management. * Experience with internal compliance and operational risk management frameworks (eg Process Risk ... Self-Assessments, Risk Control Self-Assessments, Operational Risk Events, etc). * Excellent analytical skills and the ability to interpret data to drive… more
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