- Bank of America (New York, NY)
- …executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or ... (FLUs) and Control Functions (CFs) to complete compliance, policy, operational /fraud risk management requirements. **Responsibilities:** + Aggregates, analyzes,… more
- American Express (New York, NY)
- …process improvement, or project management. * Experience with internal compliance and operational risk management frameworks (eg Process Risk ... Self-Assessments, Risk Control Self-Assessments, Operational Risk Events, etc). * Excellent analytical skills and the ability to interpret data to drive… more
- TD Bank (New York, NY)
- …and assumptions, processes, policies/frameworks and/or systems to support Liquidity Risk Management. Provides accurate, efficient, and comprehensive reporting ... Finance **Job Description:** The Treasury Liquidity Analyst conducts analysis, reporting , monitoring, forecasting and/or reconciliation activities, develops applications, and/or… more
- University of Rochester (Rochester, NY)
- …to senior leadership and act as the primary advisor on compliance-related matters. Risk Identification and Management: + In partnership with University Audit and ... Risk Assessment + Department, Identify, assess, and prioritize compliance...privacy laws, and financial aid compliance. Compliance Investigations and Reporting : + Oversee the investigation of reported compliance concerns… more
- JPMorgan Chase (Brooklyn, NY)
- …ratios. The Commercial & Investment Bank Capital Controllers team focuses on reporting risk -weighted assets and capital, ensuring alignment with the capital ... sector. This team collaborates with Global Treasury to develop stress assumptions and produce liquidity risk metrics, while also managing balance sheet and leverage… more
- SMBC (New York, NY)
- … reporting for senior business leadership, CPAD Senior Management, Risk Management, and other governance forums, including relevant metrics). In addition, ... to applicable regulators. + Support the production of management reporting for business leadership, CPAD, Risk and...in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation… more
- City National Bank (New York, NY)
- …lines risk management compliance and other support functions to drive operational success * Provide oversight relating to reporting packages created for ... management within the Wealth Management Division to balance prudent risk management, regulatory oversight, business development, and client relationship management.… more
- Citigroup (Getzville, NY)
- …accuracy. + Coordinates a wide range of ER activities to implement Operational Resilience and a CoB Programs that includinges: Assessment, Planning, Testing, ... Quality Review, Crisis Management, Training, Awareness, Communications, Monitoring and Reporting . + Assist with reviews of third-party vendor relationships and… more
- Citigroup (New York, NY)
- …queues, either directly or through others + Continuously review processes and drive operational efficiency. + Ensure a robust risk and control framework; work ... to service clients with local and cross-border interests and provide integrated reporting and management. Services is a highly innovative organization with a strong… more
- TD Bank (New York, NY)
- …and review to ensure effective implementation of Change Delivery initiatives and risk reporting infrastructure through requirement building and stream planning + ... an asset + CFA or FRM designation an asset + Familiarity with market risk , valuation, and/or operational concepts obtained through previous experience in a… more