- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... and clearing systems and their associated client applications, as well as overnight risk calculation systems and the business systems used by control and support… more
- American Express (New York, NY)
- …process improvement, or project management. + Experience with internal compliance and operational risk management frameworks (eg Process Risk ... Self-Assessments, Risk Control Self-Assessments, Operational Risk Events, etc). + Excellent analytical skills and the ability to interpret data to drive… more
- Citigroup (New York, NY)
- …peer teams to deliver on the teams objectives + Drive administrative, operational , reporting and quality improvements through partnership with internal teams ... of capitalization, recovery and fixed price contracts in order to improve operational efficiency and productivity + Responsible for all cross product technology,… more
- TD Bank (Staten Island, NY)
- … appetite + Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code ... deep expert process management knowledge and deep expert knowledge of the risk profile for team processes supported, advanced knowledge in identifying, tracking and… more
- GE Vernova (Schenectady, NY)
- …providing management with prompt and actionable audit outcomes. + Scope and deliver risk -based audits in a timely manner, including reporting findings and ... and regulatory requirements. This position requires a previous experience in auditing, risk management, and internal controls, capable of supporting audit teams to… more
- Citigroup (New York, NY)
- …align with incremental growth + Escalate accordingly when faced with potential Operational and/or trading risk + Obtain and maintain all registrations/licenses ... driving client efficiency from both a returns and an operational perspective. The Relationship Salesperson should fully understand the...of defense to ensure that clients adhere to prescribed risk parameters, working with In Business Risk ,… more
- Arrow Financial Corporation (Glens Falls, NY)
- …This opportunity may be perfect for you if you have experience in: > Operational Accounting > Financial Reporting About this position: Oversee the Company's ... operational accounting and financial reporting functions, including Sarbanes-Oxley Act of 2002 (SOX)/internal control related aspects, Securities and Exchange… more
- City of New York (New York, NY)
- …The department is also responsible for the development and implementation of operational policies. The Senior Program Manager for Public Housing Policy will support ... rent calculation (Annual and Interim Recertifications), and terminations and grievances. Reporting to the Assistant Director for Public Housing Policy, the Senior… more
- TD Bank (New York, NY)
- … appetite + Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code ... roles that provide strategic financial analysis, insights, decision support and/or reporting results and/or provide guidance and advice to various internal and… more
- JPMorgan Chase (Brooklyn, NY)
- …strong and consistent control environment across Firmwide Finance, promoting early operational risk identification and assessment, effective design and ... evaluation of controls and sustainable solutions to mitigate operational risk . As a **Control Manager -...controls. In this role you will be supporting SEC Reporting , Lead Bank Reporting , Regulatory Policy, and… more
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