- Wells Fargo (Charlotte, NC)
- …insights and decision-making. + Familiar with the financial services space, including basic reporting and operational workflows. + Able to interpret profit and ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …product owners and end users. **Desired Qualifications:** + 4+ year of experience with Governance , Risk , and Compliance (GRC) concepts and practices + 4+ years ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …Balance Sheet Management Analyst to support the preparation of forecast and interest rate risk analytics and reporting for use by senior management to evaluate ... through execution of controlled processes + Collaborate with Internal Audit, Corporate Risk Management and Model Governance teams **Required Qualifications:** +… more
- American Express (Apex, NC)
- … Governance :** + Develop and maintain business processes, business data, and reporting channels to support GFCC policies and governance functions + Ensure ... Crimes to lead a diverse team of high-performing professionals focused on ensuring risk and control management is embedded in the day-to-day operations of our… more
- Bank of America (Charlotte, NC)
- …a typical day, you may work with other team members on the book of work, operational concerns, or risk items. You will help overcome obstacles and maintain good ... We thrive on being challenged and everything we do is anchored in managing risk for the bank. The Identity and Access Management (IAM) enablement services and data… more
- Bank of America (Charlotte, NC)
- …the development of enterprise-wide anti-money laundering automated detection function and operational risk practices consistent with applicable laws, rules, ... as a trusted advisor to the Chief Compliance and Operational Risk ("C&OR") Officers of the Front...success. + Risk Manager: Inspects and challenges risk controls, governance and culture to ensure… more
- TIAA (Charlotte, NC)
- …litigation, transactions/anti-trust, compliance, intellectual property, employment/labor, corporate governance , and ethics. **Key Responsibilities and Duties** + ... related to a variety of trade, commercial, financial, and operational matters. + Identifies, evaluates, and addresses issues of...matters. + Identifies, evaluates, and addresses issues of legal risk in areas such as, but not limited to,… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... Consultant to join the Reg O Team focused on operational functions. This role is critical in ensuring the...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- TD Bank (Charlotte, NC)
- …include, but are not limited to the following activities and controls: - Policy & Governance / Training - Risk Assessment Framework - Know Your Customer (KYC) / ... details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** Roles in the second line...- Transaction Monitoring - Alert Review & Investigations - Reporting - Data & Technology - Program Management The… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more